# Laguna Wealth Advisors

Laguna Wealth Advisors is a Bank / Wealth / Trust based in Dana Point, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Dana Point, United States
- **Region:** North America
- **Address:** Dana Point, CA, United States
- **Founded:** 2013
- **Assets under management:** Undisclosed
- **Website:** lagunawealth.com
- **LinkedIn:** https://www.linkedin.com/company/laguna-wealth-advisors-llc

## Regulatory record

- **CRD number:** 167847
- **SEC file number:** 801-129282
- **Registration status:** Registered
- **Latest Form ADV filing:** 2026-07-16
- **Reports private funds:** No

## About

Founded in 2013 and headquartered in Dana Point, California, Laguna Wealth Advisors structures itself as a boutique Registered Investment Advisory firm. The practice targets a concentrated client base of high-net-worth individuals, families, and business owners across wealth creation, growth, and preservation stages. The principals bring more than three decades of financial-services tenure, though the firm does not publicly name its individual advisors or ownership. Laguna Wealth emphasizes a fiduciary, planning-centric delivery model rather than a product-distribution posture. Its core services include personalized written financial plans and a systematic approach to active investment management. The firm notes it combines planning tools with professional resources to match client objectives to customized solutions, though it does not disclose specific asset-class allocations, portfolio companies, or fund vehicles on its public site. No geographic investment mandate is stated beyond its US-based clientele. The firm has not published team size, total assets under management, or deployment figures. Its sole office remains in Dana Point, and no adjacent vehicles — such as philanthropic foundations or real-asset arms — are disclosed. No dated operational event from the last 24 months could be verified from available sources. The structural differentiator is its posture as a planning-led RIA: a systematic active-management process that explicitly integrates a personalized written plan and regular communication, rather than relying on model portfolios or centralized investment committees. This architecture positions the advisor relationship — not a corporate investment team — as the primary delivery mechanism, though the lack of disclosed principals or governance detail limits external visibility into succession or decision-making authority.

## Questions

### How does Laguna Wealth Advisors deliver its investment advice?

The firm uses a systematic approach to active management paired with a personalized written financial plan for each client. This planning-led model is designed to align investment decisions with a client's stated life-stage goals, whether they are in wealth creation, growth, or preservation. The firm does not detail whether it uses individual securities, third-party managers, or proprietary model portfolios.

### Who runs investment decisions at Laguna Wealth Advisors?

Laguna Wealth Advisors does not publicly name its principals, advisors, or any investment committee members. The firm cites over 30 years of collective experience in the financial services industry, but decision-making authority and organizational structure are not disclosed on its website or in available regulatory filings.

### What types of clients does Laguna Wealth Advisors serve?

The firm states it serves a select group of high-net-worth individuals, families, and business owners. It does not publish a specific asset or income threshold for new clients. Its marketing emphasizes a personalized, high-attention service model rather than institutional or mass-affluent scale.

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Updated: 2026-10-23T13:05:51Z

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