# Leading Edge Financial Planning

Leading Edge Financial Planning is a Bank / Wealth / Trust based in Knoxville, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Knoxville, United States
- **Region:** North America
- **Address:** Knoxville, TN, United States
- **Founded:** 2015
- **Assets under management:** Undisclosed
- **Website:** leadingedgeplanning.com
- **LinkedIn:** https://www.linkedin.com/company/leadingedgeplanning

## Regulatory record

- **CRD number:** 277149
- **SEC file number:** 801-120413
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-04-13T05:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/277149

## About

Founded in 2015, Leading Edge Financial Planning is a Tennessee-based registered investment advisor serving a regional client base from its single office in Knoxville. The firm structures its relationships around the standard fee-only fiduciary model, offering financial planning alongside discretionary and non-discretionary investment management services. The firm's investment approach leans on diversified portfolio construction tailored to individual client goals, drawing from the broader ETF and mutual fund universe rather than proprietary products. Service lines include retirement planning, tax-efficient distribution strategies, and trust and estate advisory. Leading Edge serves a mix of mass-affluent and high-net-worth households as well as small business retirement plans. Its geographic reach remains concentrated in eastern Tennessee. Leading Edge operates as a lean, independent practice. The firm's website has maintained a minimalist public presence since inception, consistent with a referral-driven local business. The firm has not announced substantial expansion, additional office locations, or institutional separate-account mandates. Its disclosed client categories include individuals, trusts, estates, and businesses — a footprint typical of a single-advisor or small-team RIA in a secondary market. What distinguishes Leading Edge structurally from larger national wealth aggregators is its independence; the firm is not a roll-up acquisition target and has no disclosed affiliation with a broker-dealer network or private-equity-backed platform. For a family office allocator or an institutional LP evaluating this profile, the firm reads as a straightforward local fiduciary — the kind of practice that rarely appears in national manager searches but anchors planning for its immediate community.

## Questions

### What is the firm's regulatory status?

Leading Edge Financial Planning is registered with the SEC as an investment advisor. Its Form ADV filings confirm it operates as a fee-only fiduciary for its full client base. The firm does not disclose broker-dealer affiliation or insurance-license revenue streams.

### Does Leading Edge manage institutional capital?

No. The firm's disclosed client categories are limited to individuals, high-net-worth individuals, trusts, estates, and businesses. There is no public evidence of pension fund, endowment, or outsourced-CIO mandates.

### Where does Leading Edge custody client assets?

The firm does not itself custody assets. Like most independent RIAs, it uses a qualified third-party custodian — most commonly a platform such as Charles Schwab or Fidelity — though the specific relationship has not been publicly confirmed.

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Last updated: 2026-06-03T20:00:00.000Z

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