# LeafHouse Financial Advisors

LeafHouse Financial Advisors is a Bank / Wealth / Trust based in Austin, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Austin, United States
- **Region:** North America
- **Address:** Austin, TX, United States
- **Founded:** 2013
- **Assets under management:** Undisclosed
- **Website:** www.leafhouse.com
- **LinkedIn:** https://www.linkedin.com/company/leafhouse

## Regulatory record

- **CRD number:** 149694
- **SEC file number:** 801-78809
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-03-26T05:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0

## About

LeafHouse Financial Advisors is an SEC-registered investment adviser in Austin, TX, registered since 2013. The firm manages $24.1 billion in assets, $21.2 billion on a discretionary basis. It has 17 employees and 8 investment advisers.

## Questions

### What does it mean that LeafHouse is an ERISA 3(38) investment manager?

Under ERISA, a 3(38) investment manager assumes full fiduciary responsibility and discretion for selecting and monitoring the investments in a retirement plan. This differs from a 3(21) advisor, who provides non-binding recommendations but leaves the final decision — and the residual legal liability — with the plan sponsor. By serving as a 3(38) fiduciary, LeafHouse removes the employer from the investment-selection chain, which can reduce the sponsor's fiduciary exposure.

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Updated: 2026-06-03T20:00:00.000Z

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