# LEWIS FINANCIAL MANAGEMENT

LEWIS FINANCIAL MANAGEMENT is an Asset Manager based in Raleigh, United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** Raleigh, United States
- **Region:** North America
- **Address:** Daytona Beach, FL, United States
- **Assets under management:** Undisclosed
- **Website:** lewisfin.com

## Regulatory record

- **CRD number:** 116344
- **SEC file number:** 801-60666
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/116344

## About

LEWIS FINANCIAL MANAGEMENT, LLC is an SEC-registered investment adviser in Raleigh, NC, registered since 2001. The firm manages approximately $339 million in assets. It has 2 employees and 1 investment adviser.

## Questions

### Is Lewis Financial Management a fiduciary?

Yes, based on its registration as an investment adviser, Lewis Financial Management operates under a fiduciary standard. This means the firm is legally obligated to act in its clients' best interests, including disclosing any conflicts of interest. Its fee-only or fee-based structure, typical of independent RIAs, removes commission-driven incentives that exist at broker-dealer affiliated firms.

### What investment vehicles does Lewis Financial Management use?

The firm constructs portfolios primarily from mutual funds and exchange-traded funds, supplemented by individual equities and bonds where tax-efficiency or specific exposures require direct securities. It does not operate as a private fund manager, meaning it does not offer proprietary hedge funds, private equity vehicles, or venture structures. This open-architecture approach allows the firm to select best-in-class strategies without product loyalty constraints.

### What differentiates Lewis Financial Management from larger advisory firms?

The firm's distinction lies in its local presence and fiduciary-only model rather than scale. While national RIAs and wirehouses offer broad resources, Lewis Financial Management competes through direct principal-level accessibility and a compensation structure free from product-push incentives. This positions it as a relationship-driven alternative for central Florida clients who prefer an adviser whose revenue does not depend on selling them something.

## Related profiles

- [Lewis-Berkeley Asset Management](https://altss.com/profile/lewis-berkeley-asset-management)
- [LEXI VENTURES](https://altss.com/profile/lexi-ventures-llc)

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Last updated: 2026-06-03T20:00:00.000Z

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