# LexION Capital Management LexION Capital Management is a Bank / Wealth / Trust based in New York, United States. ## Overview - **Organization type:** Bank / Wealth / Trust - **Headquarters:** New York, United States - **Region:** North America - **Address:** New York, NY, United States - **Founded:** 2010 - **Assets under management:** Undisclosed - **Website:** lexioncapital.com - **LinkedIn:** https://www.linkedin.com/company/lexion-capital-management-llc ## Regulatory record - **CRD number:** 153273 - **SEC file number:** 801-73003 - **Registration status:** APPROVED - **Latest Form ADV filing:** 2026-03-27T05:00:00.000Z - **Reports private funds:** Yes - **Private funds reported:** 0 ## About Elle Kaplan founded LexION Capital Management in 2010 after a career that included time as a proprietary trader. The New York-based registered investment advisor operates under a fiduciary standard, meaning it is legally obligated to put client interests ahead of its own — a structural commitment Kaplan has publicly contrasted with the suitability standard that governs much of the brokerage industry. The firm provides portfolio management and retirement planning services, directing client assets into a mix of equities, fixed income, and alternative investments. LexION's approach centers on asset allocation and risk management tailored to individual goals, with a disclosed focus on long-term wealth accumulation rather than short-term market timing. The firm states it avoids conflicts of interest by not accepting commissions or selling proprietary products, a posture that aligns its revenue directly with client outcomes. Kaplan has positioned the firm to serve a client base that includes high-net-worth individuals and business entities, though specific portfolio companies or named institutional clients are not publicly disclosed. The firm's website lists a small team anchored by Kaplan as CEO and founding partner. No additional office locations beyond New York are confirmed. In the absence of public filings or media reports detailing recent strategic moves, the firm's public narrative remains centered on its fiduciary-only model and Kaplan's personal brand as a founder who exited institutional trading to build an independent advisory practice. LexION represents a pure fidicuary RIA structure — a legal framework that distinguishes it from broker-dealers who can earn commissions on recommended products. That regulatory posture is the firm's primary structural differentiator, positioning it among a cohort of independent advisors who compete on the absence of conflicts rather than on proprietary deal flow or family-office sourcing advantages. ## Sectors - Financial Services ## People - Elle Kaplan — CEO and Founding Partner ## Questions ### Who runs investment decisions at LexION Capital Management? CEO and Founding Partner Elle Kaplan leads the firm's investment strategy. She was a proprietary trader before launching LexION in 2010 and has shaped the firm's fiduciary-first approach. The firm's website names no additional investment-committee members beyond Kaplan. ### How does LexION structure its client relationships to avoid conflicts? LexION operates as a fee-only registered investment advisor under a fiduciary standard, meaning it does not accept commissions or sell proprietary products. Revenue comes directly from client advisory fees. Kaplan has publicly stated this model was designed to eliminate the incentive structure she observed at commission-based brokerage firms. ### What asset classes does LexION allocate to? The firm's documented approach spans equities, fixed income, and alternative investments. Portfolio construction is tailored to individual client goals, with asset-allocation decisions driven by risk tolerance and long-term accumulation targets. Specific third-party fund names or direct-investment examples are not publicly disclosed. ### Does LexION participate in direct deals or fund commitments? The firm does not publicly disclose direct-investment activity or fund-commitment strategies. Its public materials describe a portfolio-management approach centered on asset allocation across public and private markets, but deal-level transparency is limited. ## Related profiles - [Lexington Wealth Management](https://altss.com/profile/lexington-wealth-management) - [Leyard Optoelectronic](https://altss.com/profile/leyard-optoelectronic) --- Updated: 2026-06-03T20:00:00.000Z Canonical page: https://altss.com/profile/lexion-capital-management Maintained by Altss — https://altss.com — methodology: https://altss.com/methodology