# LIFEGOAL INVESTMENTS

LIFEGOAL INVESTMENTS is an Asset Manager based in Saratoga Springs, United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** Saratoga Springs, United States
- **Region:** North America
- **Assets under management:** Undisclosed
- **Website:** lifegoalinvestments.com
- **LinkedIn:** https://www.linkedin.com/company/brett-sohns-cima-mba-95185223

## Regulatory record

- **CRD number:** 327833
- **SEC file number:** 801-131015
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/327833

## About

LIFEGOAL INVESTMENTS, LLC is an SEC-registered investment adviser since 2024. The firm manages $356 million in assets, $351 million on a discretionary basis. It has 5 employees and 5 investment advisers.

## Questions

### How does LIFEGOAL INVESTMENTS structure its client portfolios?

The firm uses separately managed accounts (SMAs), not pooled funds. Each client retains direct ownership of the underlying securities, which provides full portfolio transparency, tax-loss harvesting at the individual lot level, and the ability to impose custom restrictions or tilts. This architecture is typical of dedicated family offices and contrasts with the commingled fund model used by most institutional asset managers.

### What is the firm's regulatory status?

LIFEGOAL INVESTMENTS is registered with the US Securities and Exchange Commission as a Registered Investment Advisor (RIA). This imposes a fiduciary duty on the firm, requiring it to act in its clients' best interests, and subjects the firm to regular examinations by SEC staff. The registration is a matter of public record.

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Last updated: 2026-07-08T23:50:39.307Z

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