Asset ManagerRIA · CRD 106635SEC-Registered

Updated:

LK&A Investment Counsel

LK&A Investment Counsel is an SEC-registered investment adviser in Pasadena, CA, since 1985. The firm manages approximately $540 million in assets.

LK&A Investment Counsel

LK&A Investment Counsel is an SEC-registered investment adviser in Pasadena, CA, since 1985. The firm manages approximately $540 million in assets. It has 5 employees and 2 investment advisers.

General information

Firm type

Asset Manager

Frequently asked questions

What is known about LK&A Investment Counsel's client base?

The firm's SEC registration indicates it serves fewer than 15 clients, all classified as individuals or high-net-worth families. It does not manage any pooled investment vehicles. This profile is consistent with a multi-generational family office or a small coterie of private clients served through separately managed accounts.

Does LK&A Investment Counsel manage pooled funds or only separate accounts?

LK&A Investment Counsel reports no pooled investment vehicles in its regulatory filings. Its practice appears built entirely on separately managed accounts tailored to individual families. This structure gives each client direct ownership of underlying securities and allows for customized tax and estate planning — a hallmark of traditional private-client investment counsel.

How does LK&A Investment Counsel compare to a single-family office?

While LK&A Investment Counsel operates in the manner of a multi-family office — consolidating investment management for a small number of wealthy families — it is not labeled as a family office in regulatory records. Unlike a single-family office that serves one family exclusively, LK&A's structure allows it to serve multiple unrelated clients, each with separate mandates.

Why is there so little public information about LK&A Investment Counsel?

The firm has not built any public-facing digital infrastructure — no known website, no LinkedIn presence, and no named principals in mainstream financial databases. Combined with its sub-15 client count, this is consistent with a practice that has grown entirely through private referrals and chooses to remain invisible to the institutional investing and media ecosystem.

Is LK&A Investment Counsel still an active registered investment advisor?

Based on public regulatory records, LK&A Investment Counsel maintains an active registration as an investment advisor and continues to report managing assets for a small number of clients. No publicly disclosed enforcement actions, ownership changes, or cessation filings have been identified.

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