# Lockerman Financial Group

Lockerman Financial Group is a RIA.

## Overview

- **Organization type:** RIA
- **Assets under management:** Undisclosed
- **Website:** https://lockermanfinancial.com
- **LinkedIn:** https://www.linkedin.com/company/lockerman-financial-group

## Regulatory record

- **CRD number:** 316860
- **SEC file number:** 801-122651
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/316860

## About

LOCKERMAN FINANCIAL GROUP, INC is an SEC-registered investment adviser in NEWPORT BEACH, CA, registered since 2021. The firm manages approximately $110 million in regulatory assets. It has 1 employee and 1 investment adviser.

## Questions

### What services does Lockerman Financial Group provide?

Lockerman Financial Group, Inc. is a registered investment advisor (RIA). Typical RIA services include discretionary portfolio management, financial planning, retirement strategy, estate coordination, and tax advisory. The firm operates under a fiduciary standard, meaning it is legally bound to act in clients' best interests.

### Does Lockerman Financial Group have public disclosure of assets under management?

No. The firm does not publicly disclose AUM, number of accounts, or client composition. RIAs under $100M in AUM report privately to regulators, but that data is not made public. Without the firm's own disclosure or credible third-party sourcing, AUM remains undisclosed.

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Last updated: 2026-06-03T20:00:00.000Z

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