# LPL Investment Holdings Inc.

LPL Investment Holdings Inc. is an Asset Manager based in San Diego, United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** San Diego, United States
- **Region:** North America
- **Address:** San Diego, CA, United States
- **Assets under management:** Undisclosed
- **Website:** https://www.lpl.com
- **LinkedIn:** https://www.linkedin.com/company/lpl-financial

## Regulatory record

- **Reports private funds:** No

## About

LPL Investment Holdings Inc. was established as the parent company of LPL Financial, a broker-dealer founded in 1968 and headquartered in San Diego. The firm's wealth originates from the scale of LPL Financial's advisory network, which manages approximately $1.6 trillion in total client assets. The investment strategy centers on financial services assets, including private equity stakes in advisory firms and technology platforms that serve independent advisors. Confirmed investments include a stake in Brokerage Services Inc., a clearing and custody provider, and partnerships with fintech firms like Riskalyze. The geographic footprint is primarily North America, with a focus on the US market. LPL Investment Holdings Inc. employs several hundred professionals across its operating subsidiaries, though the exact team size for the holding company is not publicly disclosed. The firm supports a philanthropic arm through the LPL Financial Foundation, which provides grants to financial literacy and community programs. The structural differentiator is its vertical integration: LPL Investment Holdings Inc. controls both the advisory platform and the capital deployed into financial technology and services, creating a closed-loop investment ecosystem within the independent broker-dealer space. Succession and governance are managed through LPL Financial's board and executive leadership, which includes CEO Dan Arnold.

## Sectors

- Financial Services
- Private Equity

## Questions

### Who runs investment decisions at LPL Investment Holdings Inc.?

The investment decisions at LPL Investment Holdings Inc. are overseen by the board of directors and executive leadership of LPL Financial, including CEO Dan Arnold. Specific investment professionals for the holding company are not publicly named.

### How does LPL Investment Holdings Inc. source deal flow?

The firm sources deal flow primarily through its relationship with LPL Financial's network of 20,000+ independent advisors, which provides insights into financial services technology and advisory firm needs. It also engages in partnerships with fintech companies serving the independent advisor market.

### Which sectors does LPL Investment Holdings Inc. explicitly avoid?

The firm avoids sectors outside financial services and related technology, such as healthcare, real estate, energy, and consumer goods. Its focus is strictly on assets that align with the independent broker-dealer ecosystem.

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Last updated: 2026-06-03T20:00:00.000Z

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