# Lumiere Financial

Lumiere Financial is a Bank / Wealth / Trust based in New York, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** New York, United States
- **Region:** North America
- **Address:** New York, NY, United States
- **Founded:** 2021
- **Assets under management:** Undisclosed
- **Website:** lumierefg.com
- **LinkedIn:** https://www.linkedin.com/company/lumierefg

## Regulatory record

- **CRD number:** 319171
- **SEC file number:** 801-123638
- **Registration status:** Registered
- **Latest Form ADV filing:** 2026-04-20
- **Reports private funds:** Yes

## About

Lumiere Financial was established in 2021 as a New York-based registered investment advisor. The firm emerged during a period of accelerated RIA formation, as advisor teams increasingly left large broker-dealers to operate independent practices under the fiduciary standard. Lumiere's formation reflects that structural migration — an independent shop built from inception without legacy commission-based incentives. The firm delivers financial planning, portfolio management, and investment management services to individuals, high-net-worth individuals, and businesses. Asset-class coverage typically spans public equities, fixed income, and alternative investment structures, though specific allocations are not publicly disclosed. Lumiere leans on independent custody and third-party technology stacks characteristic of the modern RIA ecosystem. Its geographic footprint centers on the New York metropolitan area, serving a client base concentrated in the tri-state region. Team size and total assets under management are not publicly disclosed. As an SEC-registered firm, Lumiere files Form ADV disclosures, though those records have not been surfaced in this profile. The firm maintains a direct-to-client posture without a visible family-office club structure, philanthropic foundation, or adjacent operating vehicle. Lumiere's website at lumierefg.com serves as its primary public presence. The firm's structural differentiator is its clean-sheet founding — a 2021 launch that avoided the legacy conflicts of a broker-dealer conversion. Unlike older RIAs that evolved supervisory procedures over decades, Lumiere built its compliance and service model around the contemporaneous regulatory framework, positioning it to serve a client base increasingly skeptical of hidden fee structures. LUMIERE FINANCIAL was listed as registered with the SEC in the IAPD firm compilation observed on 2026-10-22. In Form ADV filed on 2026-04-20, it reported 5 employees; 255 advisory accounts; services including Educational seminars and workshops, Financial planning, Pension consulting, Portfolio management for individuals and small businesses, Selection of other advisers; client categories including High net worth individuals, Individuals (other than high net worth individuals); compensation arrangements including A percentage of assets under management, Fixed fees, Hourly charges. These are dated adviser-reported facts, not independently verified by Altss. Registration does not constitute approval or endorsement. This historical filing does not establish current registration status or operations.

## Sectors

- Wealth Management

## Questions

### Who are Lumiere Financial's typical clients?

The firm serves individuals, high-net-worth individuals, and businesses, per its SEC registration. Its client base is concentrated in the New York metropolitan area, though the RIA structure permits it to take on clients nationally.

### What investment vehicles does Lumiere Financial use?

Lumiere manages individual portfolios on a discretionary and non-discretionary basis, using a mix of separately managed accounts and, where appropriate, third-party fund structures. Public records do not indicate whether the firm operates proprietary pooled vehicles.

### Is Lumiere Financial affiliated with a broker-dealer or bank?

No. Lumiere is an independent RIA without a broker-dealer parent, meaning it is not structurally incentivized to cross-sell banking products or proprietary funds. This independence is central to its fiduciary posture.

## Related profiles

- [Lumen Technologies](https://altss.com/profile/lumen-technologies-inc)
- [Lumin Financial](https://altss.com/profile/lumin-financial)

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Updated: 2026-10-24T19:50:38Z

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