# M & I Financial Planning Services

M & I Financial Planning Services is an Asset Manager.

## Overview

- **Organization type:** Asset Manager
- **Assets under management:** Undisclosed

## Regulatory record

- **CRD number:** 124400
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/124400

## About

M & I Financial Planning Services is a state-registered investment adviser. It manages approximately $19 million in regulatory assets. The firm has 2 employees and 2 investment advisers.

## Questions

### Does the firm run a proprietary investment strategy or rely on third-party products?

It primarily relies on third-party investment products — mutual funds, exchange-traded funds, and insurance-based solutions — rather than a proprietary in-house strategy. The advisory model centers on asset allocation, manager selection, and financial planning rather than direct investing.

### What is the firm's geographic service area?

The firm operates from a single location serving a local or regional client base. No additional offices or national footprint have been disclosed. The service model is built on in-person relationships within a concentrated geographic area.

### Has M & I Financial Planning Services raised any institutional capital or launched a private fund?

No. There is no public record of the firm raising institutional capital, launching a private fund, or managing commingled vehicles. It remains focused on retail advisory relationships and does not participate in the institutional LP/GP ecosystem.

### How does the firm charge for its services?

The firm operates under a hybrid fee structure typical of independent advisors: fee-based advisory accounts for ongoing portfolio management and commission-based compensation for insurance and brokerage transactions. Specific fee schedules are not publicly disclosed.

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- [Lyra](https://altss.com/profile/lyra)
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Last updated: 2026-06-03T20:00:00.000Z

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