M3 Advisory Group

M3 Advisory Group

Founded in 2011 and based in Needham Heights, Massachusetts, M3 Advisory Group registered with the SEC as an investment advisor to provide portfolio management and financial planning services to a dual client base of individuals and corporations. The firm structures its engagements on both a discretionary basis, where it makes investment decisions directly, and a non-discretionary basis where it advises on capital allocation. This dual-discretion posture places the firm in a middle ground between full-service wealth managers and execution-only platforms. The advisory practice spans traditional liquid-market portfolio construction alongside integrated financial planning. The firm's public filings describe core services as including investment management, financial planning, and advisory consulting for both retail and institutional clients. M3 Advisory Group does not operate proprietary funds nor does it publicly disclose a distinct asset-allocation model, but its SEC registration confirms it can exercise trading authority over client accounts under a wrap-fee program structure, a common mechanism for independent RIAs targeting mass-affluent and high-net-worth households in greater Boston. M3 Advisory Group's footprint is anchored in the Route 128 corridor west of Boston, with no additional offices disclosed. The firm's team size and total assets under management are not publicly reported, consistent with a sub-$100M RIA operating under the SEC's smaller-advisor filing regime. Public records do not name the firm's principals or investment committee members, and there is no visible philanthropic foundation, club membership, or adjacent operating business linked to the advisory entity as of mid-2026. The firm's structure as a for-profit Massachusetts corporation providing both discretionary and non-discretionary advice is common among regional RIAs, though the absence of named principals or a visible succession plan is notable. For allocators conducting manager research, M3 Advisory Group's public profile suggests a service model oriented toward direct retail and corporate relationships rather than institutional fund management or co-investment activity.