# Main & Wall Capital Management

Main & Wall Capital Management is an Asset Manager based in United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** United States
- **Region:** North America
- **Assets under management:** Undisclosed
- **Website:** mainandwall-cville.com

## Regulatory record

- **CRD number:** 298370
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/298370

## About

MAIN & WALL CAPITAL MANAGEMENT, CORP is a state-registered investment adviser. It has 1 employee and 1 investment adviser.

## Questions

### How is Main & Wall Capital Management structured as an investment adviser?

The firm is incorporated in New York as a corporation and registers with the SEC as a Registered Investment Adviser. Its Form ADV filings indicate it provides discretionary portfolio management services to both individual and institutional clients. The firm reports managing assets for high-net-worth individuals and pooled investment vehicles. It does not maintain a website or publish marketing materials, making its ADV the primary source of operational detail.

### Does the firm have any regulatory disclosures or disciplinary history?

The SEC's Investment Adviser Public Disclosure website provides the firm's current Form ADV and any disclosed disciplinary events. As with all registered advisers, investors should review Part 1 and Part 2 of the ADV directly for legal, disciplinary, and conflict-of-interest disclosures. No significant enforcement actions have been broadly reported in the financial press for this entity.

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Last updated: 2026-08-14T12:30:00.000Z

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