# Mainland Financial

Mainland Financial is an Asset Manager based in Sarasota, United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** Sarasota, United States
- **Region:** North America
- **Address:** New York, NY, United States
- **Founded:** 2004
- **Assets under management:** $1B - $5B (Altss estimate)
- **Website:** mainlandfinancial.com

## Regulatory record

- **CRD number:** 119667
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/119667

## About

MAINLAND FINANCIAL is a state-registered investment adviser in SARASOTA, FL. The firm manages approximately $42 million in regulatory assets. It has 1 employee and 1 investment adviser.

## Sectors

- Private Credit
- Real Estate
- Secondaries & Special Situations

## Offices

- Los Angeles, CA, United States

## People

- Francisco Gonzalez — Managing Principal & CEO

## Questions

### How does Mainland Financial source its deal flow?

Deal flow arrives primarily through relationships with turnaround sponsors, bankruptcy counsel, regional banks, and commercial real estate brokers managing distressed asset sales. Mainland Financial's Los Angeles office also gives it direct line-of-sight into West Coast real estate and entertainment-sector restructurings.

### Does Mainland Financial raise fund vehicles or structure investments deal-by-deal?

Mainland Financial has historically used both discrete fund vehicles and deal-by-deal syndications. The absence of a single flagship fund series lets the firm raise capital sized to individual opportunity sets, reducing the pressure to deploy capital when dislocation-driven pipelines are thin.

### What is Mainland Real Estate Capital, and how does it relate to Mainland Financial?

Mainland Real Estate Capital is an adjacent vehicle formed to hold and operate commercial real estate assets acquired through loan enforcement or direct purchase. It functions as a portfolio company of the broader Mainland Financial platform, separating operating real estate exposure from the firm's credit-origination activities.

### Which geographies does Mainland Financial focus on?

The firm concentrates on the United States, with particular activity in New York, California, and select Sun Belt markets. Its dual-office structure — New York and Los Angeles — reflects the regional specialization of its credit and real estate pipelines.

## Related profiles

- [PFS Planning LLC](https://altss.com/profile/pfs-planning-llc)
- [D.A. Schwenker & Associates](https://altss.com/profile/da-schwenker-and-assocs-inc)

---

Last updated: 2026-06-03T20:00:00.000Z

Canonical page: https://altss.com/profile/mainland-financial

Maintained by Altss — https://altss.com — methodology: https://altss.com/methodology