# Mark Sheptoff Financial Planning

Mark Sheptoff Financial Planning is a Bank / Wealth / Trust based in Glastonbury, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Glastonbury, United States
- **Region:** North America
- **Address:** Glastonbury, CT, United States
- **Founded:** 1997
- **Assets under management:** Undisclosed
- **Website:** marksheptoff.com
- **LinkedIn:** linkedin.com/company/mark-sheptoff-financial-planning-llc

## Regulatory record

- **CRD number:** 108742
- **SEC file number:** 801-57744
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/108742

## About

Mark Sheptoff Financial Planning was established in 1997 as a Connecticut-based registered investment advisor. The firm's founder and namesake, Mark Sheptoff, built the practice around integrated financial planning, retirement income strategies, and discretionary portfolio management. The firm's client base includes individuals, high-net-worth households, charitable organizations, and small business entities, reflecting a diversified but locally rooted book of relationships. The firm operates as a fiduciary, charging fee-based advisory fees rather than commissions. Its investment approach centers on constructing portfolios from individual securities and low-cost funds, though specific asset-allocation models, tactical tilts, or manager-selection criteria are not publicly detailed. The firm's posture is that of a generalist wealth manager — covering retirement planning, tax-aware investing, and estate coordination — rather than a thematic or sector-focused investor. Its geographic focus is concentrated in the Hartford County, Connecticut area. No publicly reported AUM figure, team headcount, or adjacent vehicles such as a family office or philanthropic foundation are available. The firm maintains a minimal digital footprint, with no active LinkedIn presence or institutional press coverage. This opacity is consistent with many solo or small-team RIAs that grow through professional referrals rather than marketing. Structurally, the firm's differentiator is its longevity and independence. Few independent advisory practices survive three decades without being acquired or rolling up into a larger platform.

## People

- Mark Sheptoff — Founder

## Questions

### Who runs investment decisions at Mark Sheptoff Financial Planning?

Mark Sheptoff, the firm's founder, oversees investment decisions and portfolio construction. The firm has operated under his direction since 1997. No additional investment committee members or external CIOs have been publicly identified.

### Does the firm disclose its assets under management?

No. Mark Sheptoff Financial Planning does not publicly report an AUM figure. As a private advisory practice, it has no obligation to disclose assets unless required by its regulatory filing tier, and no such figure has appeared in trade publications or the firm's own materials.

### What is the firm's investment philosophy?

The firm emphasizes financial planning-led investing, constructing portfolios aligned with client goals rather than chasing benchmarks. Its typical approach includes retirement income modeling, tax-aware asset location, and portfolio implementation using individual securities and funds. Specific active or passive tilts are not publicly detailed.

## Related profiles

- [Mark Gillam Enterprises](https://altss.com/profile/mark-gillam-enterprises)
- [Marker Financial](https://altss.com/profile/marker-financial)

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Last updated: 2026-08-11T02:43:31.692Z

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