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Marker Financial
Marker Financial is an SEC-registered investment adviser, established in 2013 in Port Washington, NY. It is registered with the SEC. The firm is based in Port...
Marker Financial
Marker Financial is an SEC-registered investment adviser, established in 2013 in Port Washington, NY. It is registered with the SEC. The firm is based in Port Washington, NY.
General information
Firm type
Bank / Wealth / Trust
Year founded
2013
AUM
Undisclosed
Location
Region
North America
Country
United States
City
Port Washington
Corporate office
Dayton, OH, United States
Principals
Steve Marker
President
Sector focus
Frequently asked questions
What services does Marker Financial provide to business clients?
The firm acts as a combined benefits consultant and retirement-plan advisor for small and mid-sized businesses. This includes group health insurance brokerage, 401(k) plan design and fiduciary support, and executive compensation planning. By bundling these services, it aims to serve as an outsourced benefits and HR resource rather than a single-product vendor.
Is Marker Financial affiliated with a bank, insurance company, or wirehouse?
No. Marker Financial operates as an independent advisory firm, not a subsidiary or division of a larger financial institution. This independence structure is designed to avoid the product-selection and compensation conflicts that can arise when advisors are employed by firms that manufacture their own investment or insurance products.
Does the firm manage proprietary investment funds?
It does not. The firm builds client portfolios using third-party investments, which means asset allocation and manager selection are conducted on an open-architecture basis. This places Marker Financial in the role of an advisor and fiduciary selector rather than an asset manager running in-house strategies.
Who makes the key decisions at Marker Financial?
Steve Marker serves as President and is the named principal overseeing the firm's strategic direction, client relationships, and advisory services. As a single-office practice, key investment, insurance, and benefits-consulting decisions are managed at the local level under his leadership.
Where is Marker Financial's client base concentrated?
The firm's client base is concentrated in southwestern Ohio, with Dayton at the geographic center. It also serves clients across the broader Midwest who value a locally rooted advisory relationship, particularly those in manufacturing, professional services, and the nonprofit sector.
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