# MarketX Securities

MarketX Securities is an Asset Manager.

## Overview

- **Organization type:** Asset Manager
- **Assets under management:** Undisclosed
- **Website:** marketxsecurities.com

## Regulatory record

- **CRD number:** 284476
- **SEC file number:** 802-128515
- **Registration status:** Registered
- **Reports private funds:** Yes
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/284476

## About

MarketX Securities, LLC is an exempt reporting adviser. It since that year.

## Questions

### Is MarketX Securities a venture fund or a brokerage?

MarketX is a registered broker-dealer, not a fund. It operates an electronic platform matching buyers and sellers of private company stock, earning transaction fees rather than charging management fees or carried interest. The firm is regulated by the SEC and is a FINRA member firm.

### What types of companies does MarketX typically list?

The platform focuses on late-stage, venture-backed private companies that have raised significant institutional capital but have not yet completed an IPO. Historically, this includes well-known unicorns in the technology sector, though specific current listings are only visible to registered platform users.

### Who makes operational decisions at MarketX Securities?

The firm does not publicly identify its principals, CEO, or investment committee. As a FINRA-registered broker-dealer, it must maintain licensed supervisory principals and compliance officers, but those individuals have not been named in public records or the firm's official communications.

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- [Alpha Private Equity Funds Management Company](https://altss.com/profile/alpha-private-equity-funds-management-company)

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Last updated: 2026-08-14T12:30:00.000Z

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