# Mason & Associates

Mason & Associates is a Bank / Wealth / Trust based in Los Angeles, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Los Angeles, United States
- **Region:** North America
- **Address:** Newport News, VA, United States
- **Founded:** 2020
- **Assets under management:** Undisclosed
- **Website:** masonlifeplanning.com

## Regulatory record

- **CRD number:** 141303
- **SEC file number:** 801-67068
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/141303

## About

Founded in 2020 in Newport News, Virginia, Mason & Associates operates as a registered investment adviser providing investment management and financial planning. The timing of the launch, early in the COVID-19 pandemic, positioned the firm to capture demand from families reassessing their advisory relationships during a period of profound market dislocation. Mason & Associates functions as a wealth-management practice rather than a fund manager, deploying client capital across traditional liquid portfolios. The firm's ADV filings and public record describe an advisory model built around financial planning integration, which typically encompasses asset allocation, retirement-income modeling, and estate-planning coordination. Without direct-deal disclosures, the investment posture is best characterized as allocator-driven rather than proprietary. The firm maintains a single office in Newport News, serving the broader Hampton Roads region of southeastern Virginia — a market anchored by military installations, shipbuilding, and a growing base of professional-service families. Team size and named professionals are not publicly disclosed. No adjacent philanthropic foundations, real-asset arms, or co-investment clubs are associated with the firm in the public record. No dated operational events from the last 24 months — such as senior hires, office openings, or new fund launches — are verifiable through primary sources or regulatory filings. Mason & Associates' structural posture is that of a local, advice-driven RIA in a consolidating industry increasingly dominated by aggregator platforms. By remaining independent and unbranded by a national wirehouse, the firm competes on personal relationships and planning depth rather than scale. The absence of a publicly identified named principal remains unusual for a firm serving high-net-worth clients; this opacity is the single most distinguishing feature of the firm's external profile, limiting what institutional allocators and peers can assess about succession, governance, or investment-committee design.

## Questions

### Who runs investment decisions at Mason & Associates?

No named principals or investment-committee members are publicly identified for Mason & Associates. The firm's regulatory filings do not disclose a CEO, CIO, or managing partner, making the governance structure opaque to external allocators. This absence is uncommon among RIA firms serving high-net-worth clients.

### Is Mason & Associates affiliated with any other wealth-management platform?

Mason & Associates operates as an independent registered investment adviser, with no disclosed affiliation to a national aggregator, custodian-rollup platform, bank, or multi-family-office network. This independence keeps the firm's ownership and governance fully local but also means it lacks the shared resources that larger platforms provide.

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Last updated: 2026-08-11T02:43:31.692Z

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