# Mathis Wealth Management

Mathis Wealth Management is a Bank / Wealth / Trust based in Phoenix, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Phoenix, United States
- **Region:** North America
- **Address:** 7210 N 16th St, Phoenix, AZ 85020, United States
- **Founded:** 2014
- **Assets under management:** Undisclosed
- **Website:** mathiswealth.com
- **LinkedIn:** https://www.linkedin.com/company/mathis-wealth-management

## Regulatory record

- **CRD number:** 172858
- **SEC file number:** 801-128560
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-03-04T06:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/172858

## About

Larry Mathis established Mathis Wealth Management in 2014, extending a financial-services career that began in 1987. He holds CFP and AIF designations and authored a book on family financial resilience. The firm, headquartered in Phoenix with an additional operations presence in Ventura, California, positions itself for retirees, families, and public-safety professionals — a niche reinforced by Investment Advisor Representative Phil Adams, a retired Phoenix Fire Department captain who joined in 2016. Mathis Wealth Management delivers financial planning, retirement planning, investment management, tax planning, and insurance services. This span lets the firm coordinate asset allocation with tax-aware distribution and risk protection under a single advisory roof. The firm does not disclose proprietary funds or alternative investment vehicles; its investment management appears to rely on brokerage and advisory platforms, with securities offered through United Planners' Financial Services, a separate FINRA member firm. The disclosure page lists service availability across 27 states, focused heavily in the Southwest and Western US. The firm lists eight team members on its website, including financial advisors, operations directors, and administrative staff. Found in September 2023: The firm maintains a Ventura office led by Operations Manager Danielle M. Lemuz, who manages account maintenance and client-service workflows for that location. The Phoenix office remains the primary advisory hub under Larry Mathis. Mathis Wealth Management's structure rests on a multi-generational advisory model — Larry Mathis's son, Cameron, is a CFP professional and financial advisor at the firm, and the team includes a retired firefighter who now advises on the public-safety retirement systems he once participated in. This creates a practice built on lived experience in its core client verticals rather than a scalable institutional asset-gathering engine.

## Sectors

- Financial Services

## Offices

- Ventura, CA, United States

## People

- Larry Mathis — Founder and CEO
- Phil Adams — Investment Advisor Representative
- Jennifer Panicker — Operations Director
- Cameron Mathis — Financial Advisor
- Brock Redondo — Financial Advisor
- Paula Adams — Administrative Support
- Vickie Gray — Administrative Assistant
- Danielle M. Lemuz — Operations Manager

## Questions

### How does Mathis Wealth Management structure its investment advisory services?

The firm provides discretionary and non-discretionary investment management on a fee-only basis, as disclosed in its regulatory filings and client communications. It operates as a Registered Investment Advisor and upholds a fiduciary standard — it must avoid conflicts of interest and disclose any that arise. Securities transactions are conducted through United Planners' Financial Services.

### Who makes investment decisions at Mathis Wealth Management?

Founder and CEO Larry Mathis leads the advisory practice alongside Financial Advisors Cameron Mathis and Brock Redondo, CFA. The team constructs portfolios and financial plans tailored to individual client goals. No investment committee is publicly profiled, reflecting the firm's boutique scale where portfolio decisions are advisor-led.

### What niches does Mathis Wealth Management serve, and how did those develop?

The firm explicitly serves active retirees, families and couples, and public-safety professionals. The public-safety niche is anchored by Investment Advisor Representative Phil Adams, a retired Phoenix Fire Department captain, who specializes in guiding firefighters through the city's retirement system and benefit structures.

### Does Mathis Wealth Management manage pooled investment vehicles or only separate accounts?

Mathis Wealth Management has not publicly disclosed any proprietary pooled investment vehicles, hedge funds, or private funds. Its advisory offering is built around individually managed accounts and financial plans, with securities execution handled by a third-party broker-dealer.

### In which states can Mathis Wealth Management accept clients?

The firm is registered to offer investment products and services to residents in 27 states: Alaska, Arizona, California, Colorado, District of Columbia, Florida, Georgia, Iowa, Idaho, Indiana, Maryland, Michigan, Missouri, Montana, Nevada, New Mexico, New York, North Carolina, Ohio, Oregon, Pennsylvania, Tennessee, Texas, Utah, Virginia, Vermont, Washington, and Wisconsin. Insurance services are available in a narrower subset of 13 states.

## Related profiles

- [Mathies Financial Partners](https://altss.com/profile/mathies-financial-partners)
- [Math Venture Partners](https://altss.com/profile/math-venture-partners)

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Last updated: 2026-06-03T20:00:00.000Z

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