# MAXINE WEINER, CFP(R)

MAXINE WEINER, CFP(R) is an Asset Manager based in United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** United States
- **Region:** North America
- **Assets under management:** Undisclosed

## Regulatory record

- **CRD number:** 125834
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/125834

## About

MAXINE WEINER, CFP(R) is a state-registered investment adviser with one employee and one investment adviser.

## Sectors

- Financial Planning
- Wealth Management

## People

- Maxine Weiner — Founder, CFP(R)

## Questions

### What does the CFP(R) designation require of Maxine Weiner?

The CERTIFIED FINANCIAL PLANNER designation mandates a fiduciary duty to clients — placing their interests ahead of the advisor's — alongside demonstrated competency across retirement, tax, estate, investment, and insurance planning. CFP professionals complete a board-registered education program, pass a comprehensive exam, and meet ongoing ethics and continuing education requirements. Weiner's use of the mark signals her adherence to these standards.

### How does Weiner charge for her services?

Independent CFP practitioners commonly charge through a combination of asset-based fees (a percentage of assets under management), flat retainer fees for ongoing planning, or one-time financial plan project fees. Weiner's specific fee schedule is not published and must be obtained directly. The model is designed to remove commission-driven conflicts, differentiating it from traditional brokerage arrangements.

### Who holds custody of client assets at this practice?

Client assets are almost certainly held at an independent third-party custodian — such as Charles Schwab, Fidelity, or Pershing — which provides client statements, trade execution, and SIPC protection. This custodial separation is standard practice for solo advisors who do not hold client funds in-house, insulates assets from the advisory firm's operating risk, and allows clients to manage transfer of custodied assets on their own timeline.

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- [Eric Krone Associates](https://altss.com/profile/eric-krone-associates-inc)
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Last updated: 2026-06-03T20:00:00.000Z

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