# MBIA Capital Advisors

MBIA Capital Advisors is a Bank / Wealth / Trust based in Cincinnati, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Cincinnati, United States
- **Region:** North America
- **Address:** Cincinnati, OH, United States
- **Founded:** 2010
- **Assets under management:** Undisclosed
- **Website:** mbiateam.com
- **LinkedIn:** https://www.linkedin.com/company/kurtmarty

## Regulatory record

- **CRD number:** 154255
- **SEC file number:** 801-129985
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-03-31T05:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/154255

## About

The firm was established in 2010 as an independent registered investment adviser. It manages discretionary portfolios for individuals, trusts, estates, charitable organizations, corporations, endowments, and foundations. The practice was built on a fiduciary model — charging fees directly rather than earning commissions on product sales — which distinguishes it from the broker-dealer architecture common among Midwestern wealth advisers of its era. MBIA Capital Advisors constructs client portfolios across public equities, fixed income, and cash-equivalent instruments. The firm integrates tax-management strategies into its investment process, including tax-loss harvesting and asset-location optimization across taxable and tax-deferred accounts. Retirement-planning services form a parallel line of business. The firm does not publicly disclose individual security holdings, private-market commitments, or alternative-investment vehicles, and its marketing materials emphasize goals-based planning rather than a specific investment philosophy or proprietary strategy. The firm is headquartered in Cincinnati, Ohio. Its Form ADV filings with the SEC — the standard public disclosure for registered investment advisers — indicate a lean organizational structure. No additional office locations or affiliated entities are publicly known. The firm does not maintain a visible presence on major professional platforms, and no team biographies or named principals appear in readily accessible public materials. MBIA Capital Advisors' structural profile is that of a small, independent advisory practice operating under the Investment Advisers Act of 1940.

## Questions

### Is MBIA Capital Advisors a fiduciary, and how is it compensated?

Yes. As a registered investment adviser under the Investment Advisers Act of 1940, the firm is a fiduciary to its clients. It charges asset-based fees rather than commissions — a structure disclosed in its Form ADV Part 2A brochure. This compensation model reduces product-pushing incentives that arise in commission-based advisory relationships.

### Does the firm run proprietary investment products or act as a gatekeeper to external managers?

The firm constructs client portfolios primarily from individual securities and third-party funds rather than proprietary products. There is no public evidence of an in-house fund complex, a white-label platform, or a manager-research function that selects external alternative-investment managers on behalf of clients.

### How does the firm handle tax management within portfolios?

Tax management is a stated service line. The firm integrates tax-loss harvesting, asset-location decisions between taxable and tax-advantaged accounts, and retirement-distribution planning into its advisory process. No proprietary tax-overlay software or unique methodology is publicly documented.

### What regulatory disclosures or disciplinary history does the firm have?

An allocator can review the firm's Form ADV and any disclosed disciplinary events via the SEC's Investment Adviser Public Disclosure website. As of the most recently available public filings, no material disciplinary actions, customer complaints, or regulatory sanctions appear in its record. Full verification requires current ADV review.

## Related profiles

- [MBHE Holdings](https://altss.com/profile/mbhe-holdings)
- [MBIA Insurance Corporation](https://altss.com/profile/mbia-insurance-corporation)

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Last updated: 2026-08-11T02:43:31.692Z

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