# McCarthy Asset Management

McCarthy Asset Management is a Bank / Wealth / Trust based in Redwood Shores, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Redwood Shores, United States
- **Region:** North America
- **Address:** 3 Lagoon Drive Suite 155, Redwood Shores, CA 94065, United States
- **Founded:** 1999
- **Assets under management:** Undisclosed
- **Website:** www.mamportfolios.com
- **LinkedIn:** https://www.linkedin.com/company/mccarthy-asset-management-inc

## Regulatory record

- **CRD number:** 118285
- **SEC file number:** 801-60897
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-03-11T05:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/118285

## About

McCarthy Asset Management is an SEC-registered investment adviser in Redwood Shores, CA, since 2002. The firm manages approximately $422 million in assets. It has 4 employees and 2 investment advisers.

## Questions

### Is McCarthy Asset Management a fiduciary?

Yes. As a Registered Investment Advisor operating on a fee-only basis, McCarthy Asset Management is legally bound to act as a fiduciary for its clients. The firm explicitly states it does not accept commissions or product-sales incentives, which structurally aligns its revenue with client outcomes rather than transaction volume.

### What types of clients does the firm serve?

The firm's website and regulatory posture indicate a focus on individual investors. There is no public evidence of institutional separate accounts, pooled vehicles, or advisory relationships with family offices, endowments, or pension funds. All listed services — financial planning, tax planning, asset allocation — are framed for personal wealth management.

## Related profiles

- [McCain Capital Partners](https://altss.com/profile/mccain-capital-partners)
- [M-One Capital](https://altss.com/profile/mccarthy-capital)

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Last updated: 2026-06-03T20:00:00.000Z

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