# Mendota Financial Group

Mendota Financial Group is a Bank / Wealth / Trust based in Madison, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Madison, United States
- **Region:** North America
- **Address:** 634 W Main Street, Suite 302, Madison, WI 53703, United States
- **Founded:** 2005
- **Assets under management:** Undisclosed
- **Website:** mendotafinancial.com
- **LinkedIn:** https://www.linkedin.com/company/mendota-financial

## Regulatory record

- **CRD number:** 136294
- **SEC file number:** 801-67644
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-03-03T06:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/136294

## About

Founded in 2005 and headquartered in Madison, Wisconsin, Mendota Financial Group operates as an independent registered investment advisor. The firm does not disclose an originating wealth source or a founding principal by name. Its stated mission is to maintain and grow client wealth across generations through comprehensive planning rather than episodic investment decisions. Mendota provides financial planning, asset allocation, and portfolio management services to individuals, high-net-worth individuals, trusts, and business entities. Because it holds no client assets and accepts no sales commissions, the firm’s revenue is tied solely to advisory fees paid directly by clients. An on-staff team of advisors from varied financial disciplines constructs the plans. The firm has not publicized a geographic footprint beyond its Madison headquarters or named venture-capital or private-equity positions. The firm’s structure centers on team-based advice delivered from a single office at 634 West Main Street in Madison. It has not disclosed total assets under advisement, professional headcount, or associated vehicles such as philanthropic foundations or operating companies. Mendota’s structural differentiator is the combination of fee-only compensation with full separation from client custody. By refusing to hold assets or sell products, the firm locks its income to advisory fees — a posture that locates the principal-agent tension in the planning relationship itself rather than in product selection. No succession or governance details are publicly available.

## Questions

### Does Mendota Financial Group custody client assets or sell products?

No. The firm states it holds no client assets and derives all income from client-paid advisory fees, not from sales commissions. That architecture eliminates two common sources of conflicts in wealth management.

### Who makes investment decisions at Mendota Financial Group?

The firm has not disclosed named investment-committee members or a CIO. It describes a team-based model where advisors from different financial disciplines collaborate on client plans.

### What kind of clients does Mendota serve?

Mendota advises individuals, high-net-worth individuals, trusts, and business entities. It has not disclosed a minimum account size or a segmentation between mass-affluent and ultra-high-net-worth households.

### Does Mendota participate in fund commitments or only direct investments?

Mendota has not publicized whether it allocates client capital into external funds, direct holdings, or a blend. Its marketing emphasizes financial planning and asset allocation without specifying implementation vehicles.

## Related profiles

- [Mendon Venture Partners](https://altss.com/profile/mendon-venture-partners)
- [Mendoza Ventures](https://altss.com/profile/mendoza-ventures)

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Last updated: 2026-06-03T20:00:00.000Z

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