# Metis Capital Management Metis Capital Management is a Bank / Wealth / Trust based in Larchmont, United States. ## Overview - **Organization type:** Bank / Wealth / Trust - **Headquarters:** Larchmont, United States - **Region:** North America - **Address:** 25 Beech Tree Drive, Larchmont, NY 10580, United States - **Founded:** 2004 - **Assets under management:** Undisclosed - **Website:** www.metiscm.com ## Regulatory record - **CRD number:** 133198 - **SEC file number:** 801-66834 - **Registration status:** APPROVED - **Latest Form ADV filing:** 2026-04-03T05:00:00.000Z - **Reports private funds:** No - **Private funds reported:** 0 - **IAPD record:** https://adviserinfo.sec.gov/firm/summary/133198 ## About Founded in 2004, Metis Capital Management is a Registered Investment Advisor based in Larchmont, New York. The firm structures each portfolio individually, tailoring allocations across equities, fixed income, and cash equivalents to client-specific timelines and tax situations. It serves individuals, high-net-worth families, trusts, foundations, and endowments across the United States and abroad. Metis builds each portfolio from a foundation of direct, individually managed accounts held in the client's name. Its stated approach combines top-down and bottom-up analysis to identify what it describes as high-quality stocks, generally favoring companies the managers have followed for an extended period. The firm maintains custodial relationships with both Fidelity and TD Ameritrade, providing clients a choice of service levels and fee structures. Portfolios can be structured as growth, balanced, or fixed-income mandates, and both cash and margin accounts are available. Manager compensation rests on a fee-only structure, eliminating trade commissions and aligning Metis’s revenue solely with the performance of client portfolios. The firm's team includes Marie A., Brandon Brown, and Sandra Smith. Metis uses Advent/Axys portfolio-accounting software for quarterly appraisals and produces custom reporting for clients who answer to a board or governing entity. Structurally, Metis sits between the multi-family-office model and the purely transactional broker: it operates as an independent RIA, but invitation-only wealth-management clubs or philanthropic arms are not publicly documented. The absence of a disclosed AUM figure or named founding principal underscores a deliberately low-profile posture — one built on direct client custody, not institutional aggregation. ## People - Marie A. — Team Member - Brandon Brown — Team Member - Sandra Smith — Team Member ## Questions ### Is Metis Capital Management compensated through commissions? No. Metis explicitly states it operates on a fee-only basis and does not receive trade commissions. This structure means the firm's revenue is tied to portfolio performance rather than transaction volume, removing a potential conflict of interest common in commission-based advisory models (per the firm's website). ### How does Metis construct client portfolios? Metis tailors each portfolio individually based on a client's financial goals, tax situation, risk sensitivity, and investment timeline. Allocations are drawn from equities, fixed income, and cash equivalents, with three style options — growth, balanced, or fixed income — executed within individually managed accounts held in the client's name (per the firm's website). ### Who are the custodians for Metis Capital Management accounts? Metis maintains custodial relationships with both Fidelity and TD Ameritrade, giving clients a choice between the two platforms. This dual-custodian arrangement also introduces an element of price and service competition that can benefit fee-conscious clients (per the firm's website). ### Does Metis serve institutional clients or only individuals? Metis works with both individuals and institutions. For institutional relationships, the firm collaborates with liaisons, committees, and boards of directors to construct portfolio parameters, and it commits to meeting any additional reporting requirements those governing entities demand (per the firm's website). ### Who manages investment decisions at Metis Capital Management? The firm's website lists three team members — Marie A., Brandon Brown, and Sandra Smith — but does not specify titles or decision-making hierarchy. No named CIO, CEO, or managing principal is disclosed publicly, and the firm offers no public leadership biography page beyond the names listed on its 'Team' page. ## Related profiles - [Metiquity Ventures](https://altss.com/profile/metiquity-ventures) - [METIS Innovative](https://altss.com/profile/metis-innovative) --- Last updated: 2026-06-03T20:00:00.000Z Canonical page: https://altss.com/profile/metis-capital-management Maintained by Altss — https://altss.com — methodology: https://altss.com/methodology