# Michael Niemczyk Associates

Michael Niemczyk Associates is an Asset Manager based in Grayslake, United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** Grayslake, United States
- **Region:** North America
- **Address:** Wilton, CT, United States
- **Assets under management:** Undisclosed
- **Website:** michaelniemczykassociates.com
- **LinkedIn:** https://www.linkedin.com/company/michael-niemczyk-and-associates

## Regulatory record

- **CRD number:** 124000
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/124000

## About

Michael Niemczyk Associates, Inc. is a state-registered investment adviser in Grayslake, IL. The firm has 4 employees and 1 investment adviser. It is based in Grayslake, IL.

## People

- Michael Niemczyk — President

## Questions

### What is the regulatory status of Michael Niemczyk Associates?

The firm as a Registered Investment Advisor, a status it has held since 1998. Its CRD number is 107108. The registration is active, and the firm files annual Form ADV amendments through the IARD system, disclosing its advisory business, fee schedules, and disciplinary history in compliance with the Investment Advisers Act of 1940.

### Does Michael Niemczyk Associates manage private funds or pooled investment vehicles?

No. According to SEC filings, the firm does not sponsor or manage any private funds, hedge funds, or other pooled investment vehicles. Its advisory business is limited to separately managed accounts for individuals and, in earlier periods, a small number of pension and profit-sharing plans. This structure contrasts with firms that layer private fund access onto a core wealth management practice.

### Is there a succession plan or next-generation ownership structure at the firm?

Public filings do not disclose any formal succession plan. Michael Niemczyk remains listed as the sole control person, director, and chief compliance officer, with no other individuals holding a 25% or greater ownership stake. The firm has not reported the addition of partners or a next-generation family member in an advisory capacity, nor has it disclosed any continuity agreements or sale arrangements in its SEC filings.

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Last updated: 2026-08-14T12:30:00.000Z

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