# Middleton & Company

Middleton & Company is a Bank / Wealth / Trust based in United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** United States
- **Region:** North America
- **Address:** United States
- **Founded:** 2016
- **Assets under management:** Undisclosed
- **Website:** middletonand.co
- **LinkedIn:** https://www.linkedin.com/company/18204623

## Regulatory record

- **CRD number:** 284996
- **SEC file number:** 801-131399
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/284996

## About

Middleton & Company was established in 2016 as an independent wealth management practice focused on high-net-worth individuals and families across the United States. The founding team structured the firm as a fiduciary advisory, a designation that legally compels it to place client interests ahead of its own when recommending investments or constructing portfolios. Public disclosures about founding partners or the exact location of the firm's single office remain limited, consistent with the low-profile approach common among wealth managers who build their books through professional networks rather than mass-market branding. Middleton's investment approach combines financial planning with discretionary portfolio management, allocating client capital across multiple asset classes that typically include publicly traded equities, fixed income, and alternative investments. The firm constructs portfolios on a bespoke basis, tailoring each allocation to a client's liquidity needs, tax situation, and intergenerational transfer goals. While the firm does not publicly name specific portfolio holdings, wealth managers of this type frequently access alternative assets through third-party fund commitments, direct co-investment platforms, and separately managed accounts rather than launching proprietary funds. Team size and aggregate client assets remain undisclosed, a common posture for privately held advisory practices that are not required to report ADV filings publicly if they qualify for certain regulatory exemptions. The firm does not maintain a visible LinkedIn presence, no philanthropic foundation has been publicly linked to its principals, and there is no record of membership in peer networks such as Tiger 21 or YPO. Middleton's structural differentiator lies in its independence. Unlike wealth managers tethered to large banks, broker-dealers, or insurance companies, an independent RIA is not incentivized to distribute proprietary products. That architecture allows Middleton to source investments from an open-architecture universe of third-party asset managers, a posture that institutional allocators recognize as reducing embedded conflicts of interest. The succession and governance structure is not publicly documented, which is itself a disclosure gap that prospective clients and counterparties would need to bridge in direct diligence conversations.

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Last updated: 2026-08-11T02:43:31.692Z

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