# Midwest Investment and Retirement Management

Midwest Investment and Retirement Management is an Asset Manager based in United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** United States
- **Region:** North America
- **Assets under management:** Undisclosed

## Regulatory record

- **CRD number:** 129945
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/129945

## About

MIDWEST INVESTMENT AND RETIREMENT MANAGEMENT, INC. is a state-registered investment adviser in ST. JOHN, IN. The firm manages approximately $35 million in assets. It has 2 employees and 2 investment advisers.

## Questions

### Is Midwest Investment and Retirement Management a fiduciary?

As an SEC- or state-registered investment advisor, the firm is bound by the Investment Advisers Act of 1940, which imposes a fiduciary duty to act in clients' best interests. This means its advisors must disclose conflicts of interest and cannot place their own compensation ahead of client outcomes. The firm's lack of a broker-dealer affiliation or proprietary product shelf reinforces a fiduciary-only posture.

### What regulatory body oversees the firm?

Depending on its assets under management, the firm is regulated by either the Securities and Exchange Commission or the securities division of the state in which it is domiciled. Both regulators require the firm to file a Form ADV, which details its services, fees, disciplinary history, and conflicts of interest. That filing is publicly available through the SEC's Investment Adviser Public Disclosure website.

## Related profiles

- [Venn Wealth & Benefit Services](https://altss.com/profile/venn-wealth-and-benefit-services-llc)

---

Last updated: 2026-06-03T20:00:00.000Z

Canonical page: https://altss.com/profile/midwest-investment-and-retirement-management-inc

Maintained by Altss — https://altss.com — methodology: https://altss.com/methodology