# Midwestern Securities Trading Co.

Midwestern Securities Trading Co. is a Bank / Wealth / Trust based in East Peoria, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** East Peoria, United States
- **Region:** North America
- **Address:** East Peoria, IL, United States
- **Founded:** 2013
- **Assets under management:** Undisclosed
- **Website:** midwesternsecurities.com
- **LinkedIn:** https://www.linkedin.com/company/midwestern-securities-trading-company-llc

## Regulatory record

- **CRD number:** 101080
- **SEC file number:** 801-77948
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-03-30T05:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/101080

## About

Midwestern Securities Trading Co. operates from East Peoria, Illinois as an independent broker/dealer and Registered Investment Advisory firm. The firm is owned and operated by community bankers and financial professionals, structuring its services exclusively for regional banks and credit unions. Its model centers on helping these institutions grow non-interest income through self-branded investment services divisions. The firm deploys capital and advisory resources across wealth management, financial planning, and turn-key investment program solutions for its institutional partners. Its "Grow & Protect" program bundles broker/dealer infrastructure with coaching for both advisors and institution staff members. Midwestern Securities also operates as a platform for financial advisors seeking independence, providing training and support to scale their practices within the bank and credit union channel. Midwestern Securities describes its executive team as high-performing producers with client-facing experience, though the firm does not publicly name its principals or disclose headcount. It maintains a selective partnership onboarding process, stating that its leadership remains directly accessible to partners. No affiliated foundations, real-asset arms, or adjacent investment vehicles are publicly disclosed. What structurally distinguishes Midwestern Securities is its ownership composition — it is owned by the very community bankers and financial professionals it serves, rather than by external shareholders or a founding family. This architecture aligns its incentives with the operating margins of client banks and credit unions. The firm has not publicly disclosed any succession plan or governance structure beyond its executive team's operational involvement.

## Questions

### Who owns Midwestern Securities Trading Co.?

Midwestern Securities states that it is owned and operated by community bankers and financial professionals. The firm has not publicly disclosed the identities of its individual owners or a governing board. This ownership structure is integral to its positioning as a partner aligned with the interests of the banks and credit unions it serves.

### What services does Midwestern Securities provide to financial institutions?

The firm acts as an independent broker/dealer and Registered Investment Advisory firm, offering turn-key solutions to help banks and credit unions build self-branded investment services divisions. Its "Grow & Protect" program is designed to increase non-interest income while aiming to reduce customer attrition by making the institution a full-service financial provider. It also provides coaching for advisors and institution staff.

### Does Midwestern Securities work with individual clients, or only institutions?

Midwestern Securities works through financial institutions to reach end clients. It equips banks and credit unions with the infrastructure and support to offer wealth management and financial planning directly to their customers. The firm also supports independent financial advisors who affiliate with it to grow their practices within the institutional channel.

### How does Midwestern Securities source its partner institutions?

The firm states that it is selective in the partners it onboards and that its executive team remains directly accessible to existing partners. The firm markets its services through its website and hosted content, including a featured podcast. Specific sourcing channels, marketing agreements, or referral networks are not publicly disclosed.

## Related profiles

- [Midwest Capital Advisors](https://altss.com/profile/midwest-capital-advisors)
- [Midwest Gastrointestinal Associates](https://altss.com/profile/midwest-gastrointestinal-associates-p-c)

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Last updated: 2026-06-03T20:00:00.000Z

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