# Mindful Wealth

Mindful Wealth is a Bank / Wealth / Trust based in St. Louis, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** St. Louis, United States
- **Region:** North America
- **Address:** Northbrook, IL, United States
- **Founded:** 2018
- **Assets under management:** Undisclosed
- **Website:** mindfulwealth.com
- **LinkedIn:** https://www.linkedin.com/company/riveraotto

## Regulatory record

- **CRD number:** 284177
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/284177

## About

Founded in 2018 as a regulated investment advisor, Mindful Wealth structures its services around discretionary and non-discretionary advisory agreements — a bifurcated model that lets clients delegate full investment authority or retain final say on trading decisions while leaning on the firm's asset-allocation and planning frameworks. The firm targets high-net-worth individuals and families, a client segment that typically demands consolidated reporting across taxable, retirement, and trust accounts alongside tax-aware portfolio construction. The broader asset-class mix — though not publicly detailed — almost certainly spans traditional public equities and fixed-income, given the regulatory requirement that RIAs serve fiduciary-basis clients with diversified portfolios calibrated to risk tolerance and liquidity needs. The geographic focus remains domestic US, consistent with a registered advisor operating without additional offices or cross-border licensing. Mindful Wealth maintains a deliberately lean operational posture from its single Northbrook office. The firm has not announced leadership changes, office expansions, or fundraising milestones in the past twenty-four months based on publicly available records. The structural differentiator sits in the RIA wrapper itself — a registered investment advisor bears a fiduciary duty to every client, a legal standard that broker-dealers and hybrid advisors do not always match. For a small, single-office firm serving high-net-worth families, that obligation is operationally real because the advisor's Form ADV and books are open to SEC examination. The absence of proprietary fund products or capital-markets revenue removes some of the conflicts present at larger wealth-management platforms.

## Questions

### What investment stages does the firm's venture allocation target?

Mindful Wealth's filings reference seed and early-stage venture exposure as part of its strategy. For a high-net-worth advisory practice without a dedicated venture fund, this usually means allocating client capital to external seed and early-stage venture funds rather than executing direct equity investments.

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Last updated: 2026-08-14T12:30:00.000Z

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