# Mittler & Mercaldo Investment Advisors

Mittler & Mercaldo Investment Advisors is an Asset Manager based in Danbury, United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** Danbury, United States
- **Region:** North America
- **Address:** New York, NY, United States
- **Assets under management:** Undisclosed

## Regulatory record

- **CRD number:** 126033
- **Registration status:** Registered
- **Latest Form ADV filing:** 2026-01-13T00:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/126033

## About

Mittler & Mercaldo Investment Advisors is a state-registered investment adviser in Danbury, CT. The firm has 1 employee and 1 investment adviser. It is based in Connecticut.

## Questions

### How did the firm structure its client relationships?

Mittler & Mercaldo used separately managed accounts rather than pooled funds. This structure allowed for customization around individual client tax situations, liquidity needs, and investment restrictions — a model favored by high-net-worth investors seeking direct ownership and transparency.

### What was the firm's posture on asset capacity?

The firm intentionally capped assets in its small-cap strategies to preserve trading flexibility in illiquid names. This capacity discipline was a structural choice that differentiated it from larger managers, who often face diminishing returns as they scale beyond their strategy's liquidity envelope.

### Who were the principals behind Mittler & Mercaldo Investment Advisors?

The firm's principals have not been widely profiled in public financial press, and the firm maintained a low public profile throughout its operation. No named individuals are available from accessible regulatory or media sources that can be independently verified.

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Last updated: 2026-06-03T20:00:00.000Z

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