# Modern Capital Advisors

Modern Capital Advisors is a Bank / Wealth / Trust based in Raleigh, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Raleigh, United States
- **Region:** North America
- **Address:** Raleigh, NC, United States
- **Founded:** 2004
- **Assets under management:** Undisclosed
- **Website:** moderncap.com

## Regulatory record

- **CRD number:** 131117
- **SEC file number:** 801-72611
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-04-02T05:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0

## About

Modern Capital Advisors was established in 2004 in Raleigh, North Carolina. The firm positions itself as a tactical income manager, constructing strategies that target high, consistent income while managing downside risk. Its primary distribution channel is through financial advisors and wealth platforms, a structural choice that shapes its product design and client-service model. The firm's investment mandate centers on tactical income strategies, actively trading across structural opportunities in income markets to improve portfolio diversification and risk-adjusted returns. Asset classes engaged include high-yield credit, structured products, and other income-generating securities, though Modern Capital does not publicly disclose its full asset-class mix or name specific underlying holdings. The strategies are accessible across multiple third-party platforms, reflecting an intermediary-focused distribution architecture rather than a direct institutional sales model. Geographic focus is primarily domestic, serving US-based advisors and their clients. The firm's website emphasizes a team with deep expertise across tactical income, active trading, portfolio construction, and risk management, drawn from institutional asset management, financial advisory, and investment technology backgrounds. No total deployment figure, AUM, or professional headcount is publicly disclosed. The firm lists no additional offices, adjacent vehicles, or philanthropic foundations. No dated operational event from the last 24 months is verifiable from available primary sources. Modern Capital's structural differentiator lies in its platform-distribution model: the firm builds strategies for financial advisors to use as building blocks within client portfolios rather than competing for direct institutional mandates. This intermediary-native architecture places Modern Capital closer to a sub-advisory or white-label manager in function, even if not in legal structure. It implies a product-development cycle driven by advisor demand and platform requirements rather than bespoke institutional negotiation.

## Sectors

- Private Credit

## Questions

### Who is Modern Capital’s typical client?

Modern Capital targets a mix of financial advisors, family offices, and institutions. However, its primary distribution channel is financial advisors who use Modern Capital’s strategies as components within their clients’ portfolios, often accessed through third-party wealth management platforms.

### Does Modern Capital Advisors disclose its AUM or deployment figures?

No. Modern Capital does not publish assets under management or total deployment figures on its website or in readily available public filings. Its AUM is undisclosed.

### Where is Modern Capital Advisors based?

The firm is headquartered in Raleigh, North Carolina, United States. No additional offices are listed on its website.

## Related profiles

- [Model Wealth](https://altss.com/profile/model-wealth)
- [Modern Dollar Planning](https://altss.com/profile/modern-dollar-planning)

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Updated: 2026-06-03T20:00:00.000Z

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