Updated:
Moloney Securities Asset Management
Moloney Securities Asset Management was established in 1995 as the registered investment adviser affiliate of Moloney Securities Co., Inc., a Missouri-based...
Moloney Securities Asset Management
Moloney Securities Asset Management was established in 1995 as the registered investment adviser affiliate of Moloney Securities Co., Inc., a Missouri-based broker-dealer. The firm operates from Manchester, a St. Louis suburb, serving a local and regional client base of individuals, high-net-worth families, corporations, and charitable organizations. Its founding sits within a broader financial-services group that includes the broker-dealer and insurance operations. The firm's investment strategy centers on portfolio management and comprehensive financial planning. Asset-class exposure spans traditional equities, fixed income, and managed mutual-fund programs. The advisory model is primarily discretionary portfolio management, but the firm also provides non-discretionary consulting and financial-planning engagements. The geographic footprint is concentrated in the Midwest, with clients drawn predominantly from Missouri and adjacent states. Team size and total assets under management are not publicly disclosed. The firm is associated with the larger Moloney Securities broker-dealer network, which operates additional branch offices in the region. No dedicated philanthropic vehicle or separate private-fund structure is known to exist; the advisory platform provides services to charitable accounts alongside individual and corporate clients. Structurally, the firm's differentiator is its embedded, dual-registered relationship with a regional broker-dealer. This architecture allows the RIA to offer commission-based brokerage and fee-based advisory services under a single umbrella, a model that appeals to Midwest clients who prefer integrated relationship management over a specialized, platform-agnostic fiduciary.
General information
Firm type
Bank / Wealth / Trust
Year founded
1995
AUM
Undisclosed
Location
Region
North America
Country
United States
City
Manchester
Corporate office
Manchester, MO, United States
Frequently asked questions
What is the relationship between Moloney Securities Asset Management and Moloney Securities Co., Inc.?
Moloney Securities Asset Management operates as the registered investment adviser affiliate of Moloney Securities Co., Inc., a Missouri-based independent broker-dealer. The two entities share ownership and offer integrated financial services, with the RIA providing fee-based advisory and the broker-dealer handling commission-based securities transactions. This dual-registered structure is common among regional Midwestern firms seeking to serve clients across both fiduciary and transactional models.
Does Moloney Securities Asset Management manage proprietary investment funds or separate accounts?
The firm primarily manages client assets through separately managed accounts and third-party mutual-fund programs. It does not publicly report any proprietary pooled investment vehicles or in-house mutual funds. The strategy relies on traditional asset allocation and manager selection rather than proprietary product manufacturing.
What types of clients does Moloney Securities Asset Management serve?
The firm advises individuals, high-net-worth families, corporations, and charitable organizations. Its client base is concentrated in the St. Louis metropolitan area and broader Midwest, reflecting the regional footprint of the parent broker-dealer. Asset thresholds and client concentration metrics are not publicly disclosed.
Who runs investment decisions at Moloney Securities Asset Management?
Principal and executive leadership is not publicly named in Altss research or the firm's sparse public filings. As a boutique regional RIA operating under a larger broker-dealer, day-to-day portfolio decisions likely rest with a small team of in-house advisors, but specific CIO or investment-committee members are not publicly identified.
How does the firm charge for its services?
Moloney Securities Asset Management charges asset-based fees for discretionary portfolio management, typical of an RIA structure. Through its broker-dealer affiliate, it can also earn commissions on securities transactions and insurance products. This hybrid compensation model is standard among dual-registered firms.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
Need institutional-grade insight on asset managers?
Altss delivers:
Prefer a guided tour?
We’ll walk you through: