# Moloney Securities Asset Management

Moloney Securities Asset Management is a Bank / Wealth / Trust based in Manchester, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Manchester, United States
- **Region:** North America
- **Address:** Manchester, MO, United States
- **Founded:** 1995
- **Assets under management:** Undisclosed
- **Website:** msam.net
- **LinkedIn:** https://www.linkedin.com/company/moloney-securities-asset-management

## Regulatory record

- **Reports private funds:** No

## About

Moloney Securities Asset Management was established in 1995 as the registered investment adviser affiliate of Moloney Securities Co., Inc., a Missouri-based broker-dealer. The firm operates from Manchester, a St. Louis suburb, serving a local and regional client base of individuals, high-net-worth families, corporations, and charitable organizations. Its founding sits within a broader financial-services group that includes the broker-dealer and insurance operations. The firm's investment strategy centers on portfolio management and comprehensive financial planning. Asset-class exposure spans traditional equities, fixed income, and managed mutual-fund programs. The advisory model is primarily discretionary portfolio management, but the firm also provides non-discretionary consulting and financial-planning engagements. The geographic footprint is concentrated in the Midwest, with clients drawn predominantly from Missouri and adjacent states. Team size and total assets under management are not publicly disclosed. The firm is associated with the larger Moloney Securities broker-dealer network, which operates additional branch offices in the region. No dedicated philanthropic vehicle or separate private-fund structure is known to exist; the advisory platform provides services to charitable accounts alongside individual and corporate clients. Structurally, the firm's differentiator is its embedded, dual-registered relationship with a regional broker-dealer. This architecture allows the RIA to offer commission-based brokerage and fee-based advisory services under a single umbrella, a model that appeals to Midwest clients who prefer integrated relationship management over a specialized, platform-agnostic fiduciary.

## Questions

### What is the relationship between Moloney Securities Asset Management and Moloney Securities Co., Inc.?

Moloney Securities Asset Management operates as the registered investment adviser affiliate of Moloney Securities Co., Inc., a Missouri-based independent broker-dealer. The two entities share ownership and offer integrated financial services, with the RIA providing fee-based advisory and the broker-dealer handling commission-based securities transactions. This dual-registered structure is common among regional Midwestern firms seeking to serve clients across both fiduciary and transactional models.

### Does Moloney Securities Asset Management manage proprietary investment funds or separate accounts?

The firm primarily manages client assets through separately managed accounts and third-party mutual-fund programs. It does not publicly report any proprietary pooled investment vehicles or in-house mutual funds. The strategy relies on traditional asset allocation and manager selection rather than proprietary product manufacturing.

### What types of clients does Moloney Securities Asset Management serve?

The firm advises individuals, high-net-worth families, corporations, and charitable organizations. Its client base is concentrated in the St. Louis metropolitan area and broader Midwest, reflecting the regional footprint of the parent broker-dealer. Asset thresholds and client concentration metrics are not publicly disclosed.

### How does the firm charge for its services?

Moloney Securities Asset Management charges asset-based fees for discretionary portfolio management, typical of an RIA structure. Through its broker-dealer affiliate, it can also earn commissions on securities transactions and insurance products. This hybrid compensation model is standard among dual-registered firms.

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- [Mollot & Hardy](https://altss.com/profile/mollot-hardy)
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Last updated: 2026-06-03T20:00:00.000Z

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