# Monex Securities

Monex Securities is a Bank / Wealth / Trust based in Houston, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Houston, United States
- **Region:** North America
- **Address:** 440 Louisiana Street Suite 1240 Houston TX, 77002
- **Founded:** 1992
- **Assets under management:** Undisclosed
- **Website:** monexsec.com

## Regulatory record

- **CRD number:** 148123
- **SEC file number:** 801-120366
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-03-31T05:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/148123

## About

Monex Securities was incorporated in January 1992 with an explicit focus on serving international investors. From its single office in downtown Houston, the firm advises individuals, high-net-worth clients, trusts, estates, and charitable entities. The founding team has not been publicly named, and the firm makes no reference to a parent organization or specific wealth origin on its public materials. The firm provides discretionary asset management, portfolio management, and retirement planning — all executed within a brokerage wrapper. While the firm does not publicly list portfolio holdings or named investment vehicles, its FINRA-registered status means order-flow disclosures are available through its website. No direct co-investments, SPVs, or fund commitments have been publicly reported. Team size and total assets are not disclosed. The firm’s contact footprint remains the single Houston address, with no additional domestic or international offices identified. Monex Securities’ structure differentiates it from the bulk of family offices and asset gatherers: it is a FINRA- and SIPC-member broker-dealer that blends retail-style advisory with a stated international-client mandate. This dual posture means it operates under broker-dealer regulation rather than solely as an RIA, making order-routing transparency a structural feature. Absent named principals or a declared parent, the firm’s architecture remains that of a self-contained Houston-based securities firm with a cross-border client focus.

## Questions

### Who runs investment decisions at Monex Securities?

The firm does not publicly name its principals, investment committee, or portfolio managers on its website or in accessible regulatory summaries. Without a disclosed leadership structure, the specific individuals directing asset management and investment decisions remain unverifiable.

### Does Monex Securities participate in fund commitments or only direct portfolios?

The firm has not reported participating in fund commitments, private investments, or pooled vehicles. Its regulatory profile and brokerage infrastructure point toward individually managed equity and fixed-income portfolios, with no record of closed-end fund commitments or direct co-investments.

### Which client types does Monex Securities explicitly target?

According to its own disclosures, Monex Securities advises individuals, high-net-worth individuals, trusts, estates, and charitable organizations. The firm’s founding mandate centered on satisfying the international investment needs of its customers, and its Houston base supports cross-border account servicing.

## Related profiles

- [Moneta Ventures](https://altss.com/profile/moneta-ventures)
- [Monex Ventures](https://altss.com/profile/monex-ventures)

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Last updated: 2026-08-11T02:43:31.692Z

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