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Montgomery Securities
Monty Asset Management is an SEC-registered investment adviser with offices in Albany, California. It provides investment advice to clients. The firm is based...
Montgomery Securities
Monty Asset Management is an SEC-registered investment adviser with offices in Albany, California. It provides investment advice to clients. The firm is based in the San Francisco Bay Area.
General information
Firm type
Private Equity
Year founded
—
AUM
Undisclosed
Location
Region
North America
Country
United States
City
Albany
Corporate office
Albany, NY, United States
Sector focus
Frequently asked questions
What services does Montgomery Securities actually provide?
Montgomery Securities operates two distinct lines: an investment banking practice and an asset management arm. The banking side advises on capital formation, M&A, private placements, and structured liquidity events. The asset management side runs alternative investment strategies across private markets. The firm markets Equity, Debt, and Convertible Securities offerings exclusively through private channels.
Is Montgomery Securities a registered broker-dealer?
No. Montgomery Securities LLC is not a registered broker-dealer. All securities offerings are executed through Finalis Securities LLC, a separate and unaffiliated FINRA/SIPC member firm. This structure means Montgomery Securities itself does not hold a broker-dealer license and relies on Finalis for transactional execution.
Who leads Montgomery Securities and where are they based?
Montgomery Securities does not publicly name its founders, managing partners, or investment committee members on its website. The firm lists its headquarters in Albany, New York, despite marketing language that ties its identity to West Coast entrepreneurial culture. No team page, professional biographies, or LinkedIn presence for the entity or its principals could be identified.
What is Montgomery Securities' typical investment stage and check size?
The firm's strategy signals focus on early-stage, seed, and venture-general opportunities, according to its curated investment mandate. However, Montgomery Securities has not publicly disclosed a target check size, fund structure, or deployment capacity. No limited partner base or vehicle names are listed on its website.
Does Montgomery Securities disclose any current or past portfolio companies?
No. The firm's website does not name any direct investments, co-investment partners, or exited positions. While the firm claims deep industry relationships in FinTech, AI & Automation, Aerospace & Defense, and Healthcare, no verifiable portfolio holdings are publicly available.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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