# Morgan-Aly Wealth Management

Morgan-Aly Wealth Management is a Bank / Wealth / Trust based in Waukesha, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Waukesha, United States
- **Region:** North America
- **Address:** Waukesha, WI, United States
- **Founded:** 2026
- **Assets under management:** Undisclosed
- **Website:** morgan-aly.com
- **LinkedIn:** https://www.linkedin.com/company/morgan-aly-wealth-management-group

## Regulatory record

- **CRD number:** 328483
- **SEC file number:** 801-135514
- **Registration status:** Registered
- **Latest Form ADV filing:** 2026-04-02
- **Reports private funds:** No

## About

Morgan-Aly Wealth Management provides asset management and financial planning from a single office in Waukesha, Wisconsin. The firm structures its client relationships around a fee-only model, meaning compensation comes directly from clients rather than from product sales or third-party commissions. This independence shapes its stated commitment to putting client interests first. The firm's core offering combines portfolio design with ongoing investment management. Rather than fitting clients into pre-packaged strategies, Morgan-Aly describes a goals-driven approach — building portfolios aligned to a client's specific values and financial objectives. Its planning services extend into areas beyond portfolio construction, explicitly addressing life transitions and business-related financial events. On the institutional side, the firm works with employers that sponsor self-directed retirement plans, delivering advisory support rather than fiduciary plan management. Morgan-Aly's footprint remains concentrated in southeastern Wisconsin, with no disclosed additional offices or team headcount. The firm's website makes no mention of outside capital, affiliated entities, or club relationships. The absence of publicly named principals, AUM figures, or verifiable portfolio holdings places it in the category of a small-scale, locally focused advisory practice — common in the independent RIA landscape but offering limited visibility for institutional due diligence. What structurally differentiates Morgan-Aly is its fee-only independence, a governance choice that remains meaningful in an industry where many local firms still operate under hybrid or broker-dealer models. Without a disclosed succession plan, partner structure, or operating-company affiliation, its long-term continuity is opaque.

## Questions

### Is Morgan-Aly Wealth Management compensated through fees or commissions?

The firm describes itself as independent and fee-only, meaning its advisors are compensated directly by clients and do not accept commissions or referral fees from third-party product providers. This structure is designed to reduce conflicts of interest around investment recommendations.

### What services does Morgan-Aly offer to employers?

Morgan-Aly works with employers that sponsor self-directed retirement plans. The firm's website does not specify whether it acts as a 3(21) or 3(38) fiduciary under ERISA, but it positions its employer services as advisory support rather than discretionary plan management.

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Updated: 2026-10-23T13:24:27Z

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