# Morgens, Waterfall, Vintiadis & Company

Morgens, Waterfall, Vintiadis & Company is an Asset Manager based in New York, United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** New York, United States
- **Region:** North America
- **Address:** New York, NY, United States
- **Assets under management:** Undisclosed
- **LinkedIn:** https://www.linkedin.com/company/morgens-waterfall-vintiadis

## Regulatory record

- **CRD number:** 108692
- **SEC file number:** 801-55062
- **Registration status:** Registered
- **Latest Form ADV filing:** 2026-03-17T00:00:00.000Z
- **Reports private funds:** Yes
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/108692

## About

MORGENS, WATERFALL, VINTIADIS & COMPANY, INC. is an SEC-registered investment adviser in NEW YORK, NY, since 1997. The firm manages approximately $194 million in assets. It has 9 employees and 4 investment advisers.

## Sectors

- Value Investing
- Real Estate
- Private Equity

## People

- Michael Morgens — Principal
- John Waterfall — Principal
- Xenophon Vintiadis — Principal

## Questions

### What is the firm's investment philosophy?

The firm follows a deep-value, event-driven approach rooted in the Graham-and-Dodd tradition. It targets distressed securities, special situations, and real estate assets where the market underappreciates recovery value or a catalyst (per public filings and investor letters).

### How does the firm source deal flow?

The firm sources proprietary opportunities through relationships with bankruptcy attorneys, restructuring advisors, and direct outreach to corporate boards of distressed companies. It does not rely on broad syndication or blind secondary markets (per industry sources).

### What asset classes does the firm invest in?

Publicly documented holdings indicate exposure to corporate distressed debt, common equity in bankrupt companies, and real estate assets. The firm also partners with operators in workout situations, functioning as a structured capital provider.

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Last updated: 2026-06-03T20:00:00.000Z

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