# Mosaic Capital Partners

Mosaic Capital Partners is a Private Equity based in Charlotte, United States.

## Overview

- **Organization type:** Private Equity
- **Headquarters:** Charlotte, United States
- **Region:** North America
- **Address:** Charlotte, NC, United States
- **Founded:** 2013
- **Assets under management:** Undisclosed
- **Website:** www.mosaic-cp.com
- **LinkedIn:** https://www.linkedin.com/company/mosaic-capital-partners

## Regulatory record

- **CRD number:** 334830
- **SEC file number:** 802-135004
- **Registration status:** Registered
- **Reports private funds:** Yes
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/334830

## About

Mosaic Capital Partners is the preeminent employee ownership private equity firm, focused on acquiring lower middle market companies ($5 to $15 million of EBITDA) through an ESOP or EOT buyout. Mosaic combines attributes of private equity and employee ownership to provide business owners, management teams, and employees a differentiated change-of-control option, including an attractive cash purchase price and wealth creation for employees. Across two flagship funds, Mosaic has created or supported over 3,000 employee owners through 17 platform investments in industries including manufacturing, business services, and consumer products and services.

## Sectors

- Business Services
- Manufacturing
- Healthcare Services
- Industrial Tech

## People

- Roger W. Harris — Managing Partner

## Questions

### What transaction types does Mosaic Capital Partners pursue?

Mosaic executes buyouts, growth equity investments, recapitalisations, corporate spin-offs, and succession-driven transactions in the lower middle market. The firm's toolkit allows it to structure deals that give selling shareholders partial liquidity while retaining operating involvement — a configuration that suits founder-led businesses where continuity matters. The firm has publicly listed these strategy pillars across official communications.

### How does Mosaic source its deals?

Mosaic relies on a relationship-driven origination model concentrated in the US Southeast and mid-Atlantic, particularly the Carolinas, Virginia, and Georgia. The firm cultivates referral networks among attorneys, accountants, business brokers, and wealth advisors who counsel business owners on exit options. This approach is standard for lower-middle-market specialists operating in close-knit regional business communities where proprietary deal flow still exists outside of broad auction processes managed by investment banks.

### Does Mosaic Capital Partners invest in minority positions or only control deals?

The firm primarily targets control equity positions but has the flexibility to structure minority investments, particularly in growth or recapitalisation contexts where recapitalising a balance sheet or funding an expansion does not require full ownership transfer. Its core thesis, however, rests on control transactions where Mosaic can influence governance and strategic direction directly.

### Who leads investment decisions at Mosaic Capital Partners?

Roger Harris serves as Managing Partner and is the firm's named investment decision-maker. As is typical for lower-middle-market firms of this size, Harris runs both origination and investment committee functions, maintaining final authority on capital deployment and portfolio governance. No broader partnership or investment committee has been publicly disclosed.

### What geographies does Mosaic Capital Partners cover?

The firm concentrates exclusively on the US, with a regional emphasis on the Southeast — particularly North Carolina, South Carolina, Virginia, and Georgia — and the broader mid-Atlantic corridor. This geographic focus is deliberate and tied to the firm's relationship-based sourcing model, which requires physical proximity to business owners, intermediaries, and portfolio company management teams.

### What is Mosaic's approach to succession-driven transactions?

Mosaic has positioned succession transitions as a core competency, targeting founder-led lower-middle-market companies where the owner lacks an internal family successor or management buyout path. The firm structures transactions to keep founders or key operators in the equity post-close, preserving institutional knowledge and cultural continuity. This specialisation creates a referral advantage among professional-services firms advising owners on exit planning.

### Does Mosaic Capital Partners invest from a committed fund or on a deal-by-deal basis?

Mosaic has not publicly disclosed the structure of its capital base. Lower-middle-market firms of this profile frequently operate with committed discretionary funds raised from institutional limited partners or family offices, but some deploy capital on a deal-by-deal basis from a committed network of backers. Without public disclosure, the specific vehicle structure remains unconfirmed.

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- [Momentum Global Investment Management](https://altss.com/profile/momentum-global-investment-management)
- [Mountain Capital Management](https://altss.com/profile/mountain-capital-management)

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Last updated: 2026-08-11T15:07:26.757Z

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