Bank / Wealth / TrustRIA · CRD 283389SEC-Registered

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Mountain Pass Planning

Mountain Pass Planning was established in 2012 and operates from Hopewell Junction, New York. The firm provides investment advisory services including...

Mountain Pass Planning logo

Mountain Pass Planning

Mountain Pass Planning was established in 2012 and operates from Hopewell Junction, New York. The firm provides investment advisory services including financial planning, retirement planning, and portfolio management to individuals, high-net-worth individuals, and businesses. The firm's investment approach is paired with a flat-fee billing structure, a deliberate departure from the percentage-of-AUM model common among wealth managers. Mountain Pass Planning's website positions this as a challenge to traditional compensation models, aiming to reduce conflicts of interest between advisor compensation and client portfolio growth. The firm's stated geographic focus is the United States. Details about the firm's total assets under management, team size, and named principals are not publicly disclosed. No recent operational events, such as fund launches, key hires, or acquisitions, have been identified in available sources. Mountain Pass Planning's structural differentiation lies in its explicit rejection of AUM-based fees in favor of flat-fee planning. This governance choice reshapes the advisor-client relationship, as the firm's revenue does not directly rise or fall with market movements, a rarity in the registered investment advisor landscape.

General information

Firm type

Bank / Wealth / Trust

Year founded

2012

AUM

Undisclosed

Location

Region

North America

Country

United States

City

Hopewell Junction

Corporate office

Hopewell Junction, NY, United States

Frequently asked questions

How does Mountain Pass Planning charge for its services?

Mountain Pass Planning uses a flat-fee structure rather than the traditional percentage-of-assets-under-management model. The firm describes this approach as a way to reduce conflicts of interest and align costs more directly with the planning services provided, not the size of the portfolio.

Who are Mountain Pass Planning's typical clients?

The firm offers advisory services to individuals, high-net-worth individuals, and businesses. Specific client profiles or minimum asset thresholds are not publicly stated.

What services does Mountain Pass Planning provide?

Its services include financial planning, retirement planning, and portfolio management. The firm operates as an investment advisor registered in the United States.

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