# Mullooly Wealth Planning

Mullooly Wealth Planning is a Bank / Wealth / Trust based in Lake Wylie, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Lake Wylie, United States
- **Region:** North America
- **Address:** Lake Wylie, SC, United States
- **Founded:** 2023
- **Assets under management:** Undisclosed
- **Website:** mulloolywealthplanning.com

## Regulatory record

- **CRD number:** 324792
- **Registration status:** Registered
- **Latest Form ADV filing:** 2026-01-27T06:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/324792

## About

Mullooly Wealth Planning launched in 2023, founded by CERTIFIED FINANCIAL PLANNER™ Steven M. Mullooly in Lake Wylie, South Carolina. The firm positions itself as an accessible boutique, deliberately serving clients across the Charlotte metropolitan area — a market defined by strong banking employment and, in the firm's view, under-served demand for one-on-one financial planning. Mullooly's practice explicitly opens access through a limited number of scholarship engagements for those who cannot afford its standard fee structure. The firm delivers financial planning across retirement, tax reduction, debt management, education, insurance, and estate strategies. It deploys capital using a discretionary and non-discretionary advisory model for individuals, corporations, and institutions. Mullooly Wealth Planning does not disclose sector-specific investment exposure; its stated methodology relies on evidence-based insights applied to each client's plan. No specific portfolio companies or fund commitments are publicly identified. Headquartered in Lake Wylie, the firm operates without additional offices. Team size and total assets under advisement are not publicly reported. No material operational event or personnel change appears in public reporting for the 2024–2026 period. Mullooly Wealth Planning has not announced separate philanthropic vehicles, adjacent operating businesses, or peer-network memberships. Structurally, Mullooly Wealth Planning operates as a fee-based registered investment adviser — independent rather than wirehouse-affiliated — and emphasizes direct client relationships over product distribution. This organizational posture places the firm in a class of small, founder-led RIAs that increasingly compete with large bank wealth-management arms for early-stage and middle-income planning clients across secondary financial hubs.

## Sectors

- Wealth Management

## People

- Steven M. Mullooly — CFP®

## Questions

### Who runs investment decisions at Mullooly Wealth Planning?

Steven M. Mullooly, a CERTIFIED FINANCIAL PLANNER™, leads the firm and is the named principal. The firm's website presents him as the sole professional. No investment committee structure, additional advisors, or outsourced-CIO relationship is publicly disclosed.

### What is the firm's delivery model for wealth management?

Mullooly Wealth Planning provides both discretionary and non-discretionary investment advisory services. The firm describes advice delivery as fee-based and evidence-driven, with planning centered on each client's individual goals rather than a central-model portfolio.

### Does Mullooly Wealth Planning serve institutional or corporate clients?

Yes. Its Altss classification as an asset owner and wealth manager reflects a stated ability to serve corporations and institutions alongside individuals, though the bulk of its public positioning addresses individual financial planning. No specific institutional mandates are publicly named.

### Is Mullooly Wealth Planning affiliated with a broker-dealer or larger financial institution?

The firm operates as an independent registered investment adviser. No ownership ties, platform affiliation, or dual-registration with a broker-dealer or large bank are disclosed on the firm's public materials.

## Related profiles

- [Mullins Investment Management](https://altss.com/profile/mullins-investment-management)
- [MultiCare Health System](https://altss.com/profile/multicare-health-system)

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Last updated: 2026-07-08T22:17:11.711Z

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