# National Securities Corporation

National Securities Corporation is an other based in New York, United States.

## Overview

- **Organization type:** other
- **Headquarters:** New York, United States
- **Region:** North America
- **Address:** New York, NY, United States
- **Assets under management:** Undisclosed
- **Website:** http://brileywealth.com

## Regulatory record

- **Reports private funds:** No

## About

National Holdings Corporation is a full-service investment banking and asset management firm. It provides services including independent retail brokerage, investment banking, institutional sales and trading, equity research, financial planning, market making, tax preparation, insurance, and annuities to corporations, institutional investors, and high net-worth clients. The Company operates through five subsidiaries: National Securities Corporation, vFinance Investments, Inc., National Insurance Corporation, National Asset Management, Inc., and Gilman Ciocia, Inc.

## Questions

### What types of securities does National Securities Corporation underwrite?

The firm underwrites equity and debt securities for public and private issuers. Offerings include IPOs, follow-on offerings, convertible bonds, and private placements. The firm's FINRA registration (public record) confirms it acts as a placement agent and underwriter.

### Does National Securities Corporation manage assets for external clients?

As a registered broker-dealer, the firm holds client securities and provides custodial services under regulatory authorization. Whether it conducts discretionary asset management is not publicly clarified; client AUM is not disclosed.

### What geographic markets does National Securities Corporation focus on?

The firm is headquartered in New York and is known to operate within the United States. There is no public indication of presence in international markets.

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Last updated: 2026-06-03T20:00:00.000Z

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