# Neil A. Rue, CFA Investment Advisor

Neil A. Rue, CFA Investment Advisor is an Asset Manager.

## Overview

- **Organization type:** Asset Manager
- **Assets under management:** Undisclosed

## Regulatory record

- **CRD number:** 331048
- **SEC file number:** 801-130556
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/331048

## About

Neil A Rue, CFA Investment Advisor is an SEC-registered investment adviser. The firm manages approximately $11 million in regulatory assets. It has 1 employee and 1 investment adviser.

## People

- Neil A. Rue — Founder & Investment Advisor

## Questions

### What is the firm's succession plan?

No public succession plan is documented. In owner-operated advisory practices, the principal often serves until retirement or sale of the practice, with client relationships transferring to an internal successor or an acquiring firm. The lack of a disclosed plan is a known governance consideration for practices dominated by a single individual.

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Last updated: 2026-06-03T20:00:00.000Z

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