# Network 1 Financial Securities

Network 1 Financial Securities is an other based in Red Bank, United States.

## Overview

- **Organization type:** other
- **Headquarters:** Red Bank, United States
- **Region:** North America
- **Address:** Red Bank, NJ, United States
- **Founded:** 1986
- **Assets under management:** Undisclosed
- **Website:** network1financial.com
- **LinkedIn:** https://www.linkedin.com/company/network-1-financial

## Regulatory record

- **Reports private funds:** No

## About

Network 1 Financial Securities is a broker/dealer based in Red Bank, New Jersey. The firm provides investment banking services such as private placements, PIPE transactions, public offerings, bridge financing, and merger and acquisition assistance. Clients include high net worth individuals, institutional investors, managed pension funds, and hedge funds.

## Sectors

- Financial Services
- Investment Banking
- Capital Markets

## People

- Gregory R. Fiore — Chief Executive Officer
- John G. O'Brien — President

## Questions

### Who runs investment decisions at Network 1 Financial Securities?

Gregory R. Fiore, founder and CEO, oversees strategic direction and underwriting decisions. John G. O'Brien serves as President, with day-to-day management of investment banking and trading operations (per SEC filings).

### What types of capital markets services does Network 1 Financial Securities offer?

The firm provides IPO underwriting, follow-on offerings, private placements, and M&A advisory. It also offers equity research and trading execution for institutional clients (per the firm's official communications).

### What is Network 1 Financial Securities's geographic and sector focus?

The firm focuses on North American companies, primarily in sectors such as technology, healthcare, and energy. Its client base includes emerging growth and micro-cap to mid-cap firms (per SEC filings).

### What is Network 1 Financial Securities's regulatory status?

The firm is registered with FINRA and the SEC, and is a member of SIPC. Its brokerage activities are subject to routine regulatory oversight (per FINRA BrokerCheck).

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Last updated: 2026-06-03T20:00:00.000Z

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