Asset ManagerRIA · CRD 284803SEC-RegisteredPrivate Fund Adviser

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Neuberger Berman Canada

NEUBERGER BERMAN CANADA ULC is a Toronto-based investment adviser registered with the SEC since 2016.

Neuberger Berman Canada

NEUBERGER BERMAN CANADA ULC is a Toronto-based investment adviser registered with the SEC since 2016. The firm manages approximately $12.4 billion in assets. It has 27 employees and 13 investment advisers.

Website
nb.com

General information

Firm type

Asset Manager

Year founded

AUM

Undisclosed

Location

Region

North America

Country

Canada

City

Toronto

Corporate office

Toronto, ON, Canada

Principals

George H. Walker

Chairman & CEO, Neuberger Berman Group

Joseph V. Amato

President and Chief Investment Officer—Equities, Neuberger Berman Group

Sector focus

Enterprise SoftwareFinTechDigital HealthAI/MLClimateTechCybersecurityIndustrial Tech

Frequently asked questions

Who runs investment decisions at Neuberger Berman Canada?

Neuberger Berman Canada does not operate as a standalone investment entity with a separate committee. Canadian client portfolios are managed by the parent group's centralized global investment teams, led by President and CIO-Equities Joseph V. Amato. The Toronto office focuses on client relationship management, not local asset allocation.

How does the employee-ownership structure affect Canadian institutional clients?

The parent company is majority employee-owned, meaning investment professionals have personal capital in the strategies they manage. For Canadian pension and institutional clients, this alignment can translate into customized fee arrangements, co-investment opportunities alongside portfolio managers, and reduced turnover among key senior investment staff.

Is Neuberger Berman Canada a separate legal entity from the US parent?

Yes, it is structured as an unlimited liability corporation (ULC) domiciled in Canada, a common vehicle for foreign asset managers operating domestically. The ULC acts as a distribution and client-service subsidiary, with all portfolio management delegated back to Neuberger Berman Group LLC.

What private market strategies does Neuberger Berman Canada offer?

Canadian clients access the parent's alternatives platform, which spans growth equity, buyout, private credit, secondary investments, real estate, and infrastructure. The firm's flagship PE vehicle, NB Private Equity Partners, closed its sixth fund at $5.1 billion in May 2024.

Does Neuberger Berman Canada participate in fund commitments or only direct deals?

The platform offers both primary fund commitments and direct co-investments through its global private equity and credit groups. The NB Private Equity Partners fund series specifically pursues a combination of co-investments, secondaries, and primary fund interests across North America and Europe.

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