Asset ManagerRIA · CRD 110411SEC-Registered

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Nomura Corporate Research and Asset Management Inc

NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC is an SEC-registered investment adviser in NEW YORK, NY, since 1991. The firm manages $36.4 billion in...

Nomura Corporate Research and Asset Management Inc

NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC is an SEC-registered investment adviser in NEW YORK, NY, since 1991. The firm manages $36.4 billion in assets, with $36.1 billion on a discretionary basis. It has 48 employees and 25 investment advisers.

General information

Firm type

Other

Location

Region

North America

Country

United States

City

New York

Corporate office

New York, NY, United States

Sector focus

Corporate ResearchAsset Management

Frequently asked questions

Does Nomura Corporate Research and Asset Management Inc manage client capital or only conduct research?

The firm acts as an asset manager, deploying capital on behalf of institutional clients across public equities, fixed income, and multi-asset strategies. It combines fundamental corporate research with discretionary portfolio management.

How is Nomura Corporate Research and Asset Management Inc related to Nomura Holdings?

It is a direct subsidiary of Nomura Holdings, the Japanese financial conglomerate. The firm operates as part of Nomura's asset management division, leveraging the parent company's global research and distribution network (per Nomura Holdings corporate structure, 2024).

What investment strategies does the firm focus on?

The firm focuses on fundamental research-driven investing in public equities and credit markets. It also offers multi-asset solutions and may participate in alternative strategies through Nomura's broader platform.

What is the firm's geographic investment focus?

Given its North American base, the firm primarily invests in US and Canadian markets. However, it may allocate capital globally through coordination with Nomura's international teams in Asia and Europe.

Who are the key investment professionals at the firm?

Specific names of portfolio managers or research heads are not publicly disclosed for this entity. The firm operates as part of Nomura's institutional asset management team, with personnel based in New York.

Is the firm open to co-investments or separate accounts?

Industry practice suggests that institutional asset management arms of large banks typically offer separate accounts and customized mandates. However, no specific co-investment structures have been publicly documented for this entity.

What is the firm's AUM?

The firm does not publicly disclose its AUM separately from Nomura Holdings. Global asset management AUM for Nomura was approximately ¥75 trillion as of fiscal year 2024 (per Nomura Holdings, May 2024).

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