# Nomura Research and Advisory

Nomura Research and Advisory is a Bank / Wealth / Trust based in New York, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** New York, United States
- **Region:** North America
- **Address:** New York, NY, United States
- **Assets under management:** Undisclosed
- **Website:** www.nomuraholdings.com
- **LinkedIn:** https://www.linkedin.com/company/%E9%87%8E%E6%9C%AC%E3%83%9B%E3%83%BC%E3%83%AB%E3%83%87%E3%82%AF%E3%83%8B%E3%83%95%E3%82%B9%E3%83%95%E3%82%AF

## About

Nomura Research and Advisory represents the US-based investment advisory arm of Nomura Holdings, the financial conglomerate whose roots trace to 1925 Osaka. The entity functions not as a single-family office but as a registered investment advisor within a global bank — structuring portfolios for pension plans, state government accounts, and corporate treasuries. Its wealth management services extend the firm's broader brokerage and underwriting capabilities into discretionary asset management. The firm allocates across public equities, fixed income, and private markets, with a disclosed venture strategy targeting expansion, late-stage, and growth-equity rounds. The geographic footprint spans US-based institutional accounts while drawing on the parent company's origination pipelines in Tokyo, London, and Hong Kong. As a division of a publicly traded global investment bank, the advisory entity is embedded inside a balance sheet that reported ¥5.2 trillion in total assets for the Nomura group at fiscal year-end 2025. The US operation's specific headcount and local deployment figures are not disclosed separately. Adjacent vehicles under the Nomura Holdings umbrella include asset management subsidiaries in Japan and a growing private markets platform for institutional co-investors. The structural differentiator is the hybrid model: a bank-owned investment advisor sitting inside a broker-dealer — which means the firm can execute primary-market allocations and secondary trades through affiliated channels. For institutional allocators, that creates a single-counterparty dynamic that is distinct from both pure asset managers and independent RIAs. The venture posture remains smaller-scale relative to the firm's core fixed-income and equity operations, functioning as a satellite allocation strategy within broader client portfolios.

## Questions

### How is Nomura Research and Advisory related to Nomura Holdings?

It operates as the US-based investment advisory division of Nomura Holdings, the Tokyo-headquartered global financial services group. The parent is listed on the Tokyo Stock Exchange and operates wholesale banking, asset management, and wealth management businesses globally. The advisory entity leverages the parent's balance sheet and origination capabilities.

### Which types of institutional clients does the firm serve?

The firm serves US-based banking institutions, pension and profit-sharing plans, corporations, state government entities, and investment companies. Its wealth planning services extend to multi-generational relationship structuring, including succession-planning mandates.

### What venture stages does Nomura Research and Advisory target?

Disclosed venture-stage tags include expansion, late-stage, growth, and general venture. The firm does not appear to actively seek seed or early-stage positions, focusing instead on rounds where the parent bank's capital markets capabilities can support eventual exits or follow-on financing.

## Related profiles

- [Nomura Capital Partners](https://altss.com/profile/nomura-capital-partners)
- [Nomura Securities](https://altss.com/profile/nomura-securities)

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Last updated: 2026-08-11T02:43:31.692Z

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