# Northeast Financial Group

Northeast Financial Group is a Bank / Wealth / Trust based in Allentown, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Allentown, United States
- **Region:** North America
- **Address:** 3435 Winchester Road, Suite 102, Allentown, PA 18104, United States
- **Founded:** 1987
- **Assets under management:** $840M (per firm website, June 2023)
- **Website:** www.nefginc.com

## Regulatory record

- **CRD number:** 122609
- **SEC file number:** 801-78187
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-03-29T05:00:00.000Z
- **Reports private funds:** Yes
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/122609

## About

Northeast Financial Group is an SEC-registered investment adviser in Allentown, PA, registered since 2013. The firm manages $1.4 billion in assets, with $708 million managed on a discretionary basis. It has one employee and one investment adviser.

## Sectors

- Real Estate
- Private Credit
- Hedge Funds

## Offices

- Tannersville, PA, United States
- Wyomissing, PA, United States

## People

- Josh Laychock — Principal & Senior Portfolio Manager
- Robert Hackenberg — Chief Compliance Officer
- Peter Pape — Investment Advisor Representative
- William J. Fisher — Director of Employer Sponsored Plans

## Questions

### Who makes investment decisions at Northeast Financial Group?

Principal and Senior Portfolio Manager Josh Laychock leads investment strategy, supported by Assistant Portfolio Manager Kyle O’Neill and a team of Investment Advisor Representatives. The firm highlights its collective average industry tenure of more than 25 years.

### How does the firm’s alternative-income program work?

Under the “Alternate Income Funds & Investing” banner, NEFG commits its own principals’ capital to the same funds it makes available to qualified clients. The firm frames this as an alignment mechanism, stating that it “deploy[s] our own funds and resources into the same opportunities we present to qualified investors.”

### Does NEFG act as a fiduciary for all its services?

Yes. Northeast Financial Group is organized as a Registered Investment Advisor, a structure that legally obligates it to a fiduciary standard across all managed-client accounts and investment recommendations.

### What types of investors does the firm typically serve?

NEFG splits its practice between individual households — it reports serving more than 8,000 — and institutional retirement-plan consulting for over 100 employer-sponsored plans.

### Where does the firm have physical offices?

Its headquarters are in Allentown, Pennsylvania, with additional offices in Tannersville and Wyomissing, also in Pennsylvania.

## Related profiles

- [Northeastern Star Asset Management](https://altss.com/profile/northeastern-star-asset-management)
- [North East Fund](https://altss.com/profile/north-east-fund)

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Last updated: 2026-06-03T20:00:00.000Z

Canonical page: https://altss.com/profile/northeast-financial-group

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