# Norton-Barkley Asset Management

Norton-Barkley Asset Management is an Asset Manager.

## Overview

- **Organization type:** Asset Manager
- **Assets under management:** Undisclosed

## Regulatory record

- **CRD number:** 113977
- **Registration status:** Registered
- **Latest Form ADV filing:** 2026-03-24T00:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/113977

## About

NORTON-BARKLEY ASSET MANAGEMENT is a state-registered investment adviser with $14 million in regulatory assets under management. The firm has 1 employee and 1 investment adviser. It operates with a small team.

## Questions

### Who runs investment decisions at Norton-Barkley Asset Management?

No named principals or investment decision-makers for Norton-Barkley Asset Management appear in public records, including regulatory filings, financial news, or the firm's own communications. The firm's leadership structure is unknown.

### How does Norton-Barkley Asset Management source proprietary deal flow?

There is no public information on Norton-Barkley's deal sourcing approach. Without confirmation of the firm's strategy or network, how it generates investment opportunities is unverifiable.

### Does Norton-Barkley Asset Management participate in fund commitments or only direct deals?

There is no public record of Norton-Barkley Asset Management making fund commitments or direct investments. The firm's investment vehicles and participation in any deals are not documented.

### What investment stages does Norton-Barkley Asset Management typically target?

Norton-Barkley Asset Management has not publicly disclosed preferred investment stages. No information exists on whether the firm focuses on venture capital, growth equity, buyouts, or other stages.

### Which sectors does Norton-Barkley Asset Management explicitly avoid?

The firm's sector preferences or exclusions are not disclosed in any public source. No tagged sector focus or avoidance is attributable to Norton-Barkley.

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Last updated: 2026-06-03T20:00:00.000Z

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