# NWM Advisors

NWM Advisors is a Bank / Wealth / Trust based in San Luis Obispo, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** San Luis Obispo, United States
- **Region:** North America
- **Address:** 735 Tank Farm Rd, Suite 250, San Luis Obispo, CA 93401, United States
- **Founded:** 2016
- **Assets under management:** Undisclosed
- **Website:** nwmadvisors.com

## Regulatory record

- **CRD number:** 283714
- **SEC file number:** 801-107866
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/283714

## About

NWM Advisors was established in 2016 by Lynn Nichols and operates out of a single office in San Luis Obispo, California. The firm serves individuals, families, trusts, and corporations through a combination of financial planning and discretionary portfolio management. It markets itself as a by-referral-only practice, relying on existing client relationships rather than public marketing to grow its book. The firm's investment approach blends asset allocation with ongoing portfolio oversight, though it does not publicly disclose a specific strategic asset-allocation model or asset-class targets. Its advisory brochure notes that it constructs portfolios using a mix of equities, fixed-income, and mutual funds, tailoring exposures to each client’s risk tolerance and financial goals. No named portfolio companies, direct deals, or co-investor relationships appear in the available public record. The firm has not publicized any adjacent vehicles such as a philanthropic foundation, real-asset arm, or club memberships. No dated operational event from the last 24 months was identified in the sources consulted. NWM Advisors functions as a traditional planning-led RIA without a distinct structural differentiator beyond its referral-only client-acquisition model. Its regulatory filings and client-facing materials emphasize service continuity and a disciplined planning process rather than any novel investment architecture or sourcing edge.

## Questions

### How does NWM Advisors acquire clients?

NWM Advisors operates on a by-referral-only basis. It does not advertise or pursue public marketing channels for client acquisition. Prospective clients must be introduced through an existing relationship.

### What services does NWM Advisors provide?

The firm offers financial planning and discretionary investment portfolio management to individuals, families, trusts, and corporations. Its planning process is paired with asset-allocation construction and ongoing monitoring.

### Does NWM Advisors report its regulatory assets under management?

NWM Advisors does not publicly disclose a specific AUM figure on its website. As a registered investment adviser, it files Form ADV with the SEC, but the firm has not made that filing easily accessible or highlighted a total assets number in its public materials.

### Where does NWM Advisors maintain its offices?

The firm operates from a single office at 735 Tank Farm Road, Suite 250, in San Luis Obispo, California. It does not list any satellite or additional locations.

## Related profiles

- [nwk | nwu](https://altss.com/profile/nwk-northwest)
- [CTF Services (NWS Holdings)](https://altss.com/profile/nws-holdings)

---

Last updated: 2026-08-11T02:43:31.692Z

Canonical page: https://altss.com/profile/nwm-advisors

Maintained by Altss — https://altss.com — methodology: https://altss.com/methodology