Bank / Wealth / TrustRIA · CRD 160122SEC-RegisteredPrivate Fund Adviser

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Ocean Capital

Ocean Capital, Inc. is an SEC-registered investment adviser in Santa Monica, CA, registered since 2012. The firm manages approximately $2.0 billion in assets.

Ocean Capital logo

Ocean Capital

Ocean Capital, Inc. is an SEC-registered investment adviser in Santa Monica, CA, registered since 2012. The firm manages approximately $2.0 billion in assets. It has 15 employees and 12 investment advisers.

General information

Firm type

Bank / Wealth / Trust

Year founded

2013

AUM

Undisclosed

Location

Region

Asia

Country

Japan

City

Santa Monica

Corporate office

Tokyo, Japan

Frequently asked questions

What is Ocean Capital's investment focus?

Publicly available records categorize Ocean Capital as a venture capital allocator with a generalist mandate. The firm does not disclose specific sector preferences, stage targets, or named portfolio companies. This broad mandate is consistent with Japanese principal investment offices that evaluate opportunities across multiple technology and growth sectors rather than committing to narrow thematic constraints.

Who runs investment decisions at Ocean Capital?

Ocean Capital does not publicly identify its investment committee, managing principals, or senior leadership. The entity's deliberate low profile — no website, no LinkedIn presence, and no media coverage — suggests a closely held governance structure where decision-making authority resides with undisclosed principals or a single family office operator.

Does Ocean Capital participate in fund commitments or only direct deals?

Ocean Capital's structure as an asset owner with a venture capital mandate permits both direct company investments and fund commitments, but the public record provides no breakdown of how the firm allocates between these channels. The absence of named fund investments or co-investment partnerships in public sources indicates the firm operates its allocation program without external visibility.

What is Ocean Capital's known posture on co-investments alongside external GPs?

There is no public evidence of Ocean Capital participating in co-investments alongside external general partners. The firm does not disclose its LP relationships, club deal memberships, or syndicate affiliations. A co-investment program may exist privately, but the firm has not signaled openness to external co-investors through any public channel.

How does Ocean Capital source proprietary deal flow?

The firm's sourcing model is not publicly documented. Given its Tokyo headquarters and private operating posture, deal flow likely originates through principal networks, direct relationships with Japanese entrepreneurs, and introductions from domestic financial intermediaries. No evidence suggests the firm participates in open-market auctions or publicly advertised investment rounds.

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